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First Trust Global Tactical Commodity Strategy Fund
FTGC

Name Holding Trade Value Shares
Change 		Change in
Stake
HA
1
Hays Advisory
Tennessee
$62.4M +$29M +1,383,597 +92%
Wells Fargo
2
Wells Fargo
California
$47.5M -$1.05M -49,802 -2%
Morgan Stanley
3
Morgan Stanley
New York
$36.5M +$16.9M +803,412 +91%
EMA
4
Efficient Market Advisors
California
$32.5M +$13.4M +636,719 +74%
USAA
5
United Services Automobile Association
Texas
$13.1M – – –
UBS Group
6
UBS Group
Switzerland
$12.7M +$8.07M +384,271 +189%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$12.2M +$312K +14,842 +3%
DCM
8
DeGreen Capital Management
Arizona
$9.05M +$4.01M +191,287 +84%
SWP
9
Stratos Wealth Partners
Ohio
$8.85M +$8.58M +408,735 New
FHA
10
First Horizon Advisors
Tennessee
$8.53M +$3.03M +144,283 +58%
Stifel Financial
11
Stifel Financial
Missouri
$8.39M +$4.71M +224,617 +138%
SAM
12
Shamrock Asset Management
Texas
$7.15M +$3.66M +174,458 +112%
CS
13
Comerica Securities
Michigan
$4.22M +$310K +14,757 +8%
HFS
14
HL Financial Services
Kentucky
$3.28M +$60K +2,860 +2%
LPL Financial
15
LPL Financial
California
$3.25M +$2.2M +104,681 +236%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$2.98M +$1.05M +49,925 +57%
DWM
17
Darwin Wealth Management
Florida
$2.48M +$2.41M +114,782 New
BEC
18
Blue Edge Capital
Virginia
$1.87M +$277K +13,208 +18%
VAM
19
Visionary Asset Management
Texas
$1.76M +$815K +38,809 +91%
RJA
20
Raymond James & Associates
Florida
$1.7M +$1.65M +78,502 New
SFG
21
SNS Financial Group
Minnesota
$1.51M -$78.4K -3,734 -5%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$1.51M +$648K +30,879 +80%
AI
23
Atria Investments
North Carolina
$1.42M +$677K +32,242 +94%
PFS
24
Prospera Financial Services
Texas
$1.41M +$789K +37,578 +138%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$928K +$900K +42,864 New
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