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First Trust Global Tactical Commodity Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PFG
276
Prosperity Financial Group
California
– -$2.7M -118,465 Closed
MA
277
MJP Associates
Connecticut
– -$2.53M -111,305 Closed
AO
278
Advisor OS
Illinois
– -$2.07M -90,858 Closed
VAS
279
Vestmark Advisory Solutions
Massachusetts
– -$1.95M -85,853 Closed
AI
280
Atria Investments
North Carolina
– -$1.91M -83,667 Closed
FTUS
281
Flow Traders U.S.
New York
– -$1.06M -46,547 Closed
BBA
282
Braun-Bostich & Associates
Pennsylvania
– -$714K -31,346 Closed
AC
283
AIFG Consultants
New York
– -$623K -27,348 Closed
Brown Advisory
284
Brown Advisory
Maryland
– -$575K -25,260 Closed
CW
285
CreativeOne Wealth
Kansas
– -$478K -20,983 Closed
AWA
286
Arete Wealth Advisors
Illinois
– -$447K -19,613 Closed
KCFA
287
Key Client Fiduciary Advisors
New Jersey
– -$318K -13,950 Closed
WAP
288
Wealthcare Advisory Partners
Pennsylvania
– -$312K -13,690 Closed
JCM
289
Jacobi Capital Management
Pennsylvania
– -$299K -13,135 Closed
SFPG
290
Stonebridge Financial Planning Group
Florida
– -$287K -12,590 Closed
GVAG
291
Great Valley Advisor Group
Delaware
– -$282K -12,364 Closed
MFG
292
Merit Financial Group
Georgia
– -$247K -10,828 Closed
BA
293
Ballew Advisors
Mississippi
– -$242K -10,440 Closed
Vontobel Holding
294
Vontobel Holding
Switzerland
– -$230K -10,107 Closed
PWP
295
Pursue Wealth Partners
California
– -$228K -10,000 Closed
QPW
296
Quantum Private Wealth
Florida
– -$226K -9,917 Closed
CCM
297
Coldstream Capital Management
Washington
– -$219K -9,598 Closed
CIAS
298
Capital Investment Advisory Services
North Carolina
– -$217K -9,515 Closed
TFS
299
Thoroughbred Financial Services
Tennessee
– -$215K -9,460 Closed
KIA
300
Kraematon Investment Advisors
Massachusetts
– -$211K -9,282 Closed