We are live on ! Find out more
FSMB icon

First Trust Short Duration Managed Municipal ETF

112 hedge funds and large institutions have $302M invested in First Trust Short Duration Managed Municipal ETF in 2023 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 33 increasing their positions, 50 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 13

3% more funds holding

Funds holding: 109112 (+3)

1.34% more ownership

Funds ownership: 75.13%76.47% (+1.3%)

6% less capital invested

Capital invested by funds: $322M → $302M (-$19.4M)

34% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 50

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
112
Holders Change
+3
Holders Change %
+2.75%
% of All Funds
1.78%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
17
Increased
33
Reduced
50
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IA
26
IFP Advisors
Florida
$2.27M -$242K -12,302 -10%
HCA
27
Heck Capital Advisors
Wisconsin
$2.25M -$17.1K -869 -0.7%
Susquehanna International Group
28
Susquehanna International Group
Pennsylvania
$2.05M +$2.08M +105,841 New
SI
29
Stephens Inc
Arkansas
$1.91M -$177K -8,984 -8%
ARG
30
Advisory Resource Group
Oklahoma
$1.9M -$137K -6,968 -7%
PWP
31
Principle Wealth Partners
Connecticut
$1.89M -$85.8K -4,367 -4%
VBFG
32
Vishria Bird Financial Group
Tennessee
$1.77M
Envestnet Portfolio Solutions
33
Envestnet Portfolio Solutions
Illinois
$1.73M +$1.75M +89,258 New
IIL
34
Insight Inv LLC
California
$1.71M -$11.8K -600 -0.7%
PSCM
35
Per Stirling Capital Management
Texas
$1.67M +$7.78K +396 +0.5%
AI
36
Atria Investments
North Carolina
$1.46M +$1.48M +75,517 New
MA
37
Mutual Advisors
Nebraska
$1.45M -$200K -10,157 -12%
SL
38
SWMG LLC
Texas
$1.43M -$132K -6,690 -8%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$1.38M +$73.6K +3,746 +6%
FPWM
40
FSB Premier Wealth Management
Iowa
$1.34M +$25K +1,273 +2%
LWA
41
LWS Wealth Advisors
New Jersey
$1.33M -$109K -5,526 -7%
PAG
42
Private Advisor Group
New Jersey
$1.29M -$4.74K -241 -0.4%
RJA
43
Raymond James & Associates
Florida
$1.27M -$534K -27,151 -29%
DADC
44
D.A. Davidson & Co
Montana
$1.26M -$1.97K -100 -0.2%
SPIA
45
Steward Partners Investment Advisory
New York
$1.25M +$66.7K +3,395 +6%
EIA
46
Eldridge Investment Advisors
New Hampshire
$1.24M +$25.6K +1,300 +2%
KPWS
47
Kestra Private Wealth Services
Texas
$1.12M +$364K +18,522 +47%
IWC
48
Integrated Wealth Concepts
Massachusetts
$1.04M +$38.5K +1,957 +4%
AF
49
Allworth Financial
California
$1.01M -$261K -13,270 -20%
Wells Fargo
50
Wells Fargo
California
$949K -$50.1K -2,548 -5%

FSMB Hedge Fund Activity: Q3 2023 in Review

112 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Short Duration Managed Municipal ETF (FSMB) for Q3 2023, worth a combined $302M — down 6% from $322M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FSMB positions and 13 closed out — a net gain of 4 holders — while 33 added to existing stakes and 50 trimmed.

The largest buyer was Jane Street, adding an estimated $4.88M. The largest seller was Brinker Capital Investments, cutting an estimated $5M.

  • 112 institutional investors held First Trust Short Duration Managed Municipal ETF (FSMB) as of Q3 2023, up from 109 in Q2 2023.
  • Funds reported $302M of First Trust Short Duration Managed Municipal ETF stock for Q3 2023, down 6% quarter-over-quarter.
  • 17 funds opened new First Trust Short Duration Managed Municipal ETF positions in Q3 2023 and 13 closed out, a net change of +4 holders.
  • The largest First Trust Short Duration Managed Municipal ETF buyer in Q3 2023 was Jane Street, an estimated $4.88M added.
  • The largest First Trust Short Duration Managed Municipal ETF seller in Q3 2023 was Brinker Capital Investments, an estimated $5M sold.

Based on aggregated 13F filings for Q3 2023.