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FS KKR Capital
FSK

112 hedge funds and large institutions have $558M invested in FS KKR Capital in 2014 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 50 increasing their positions, 26 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

115% more call options, than puts

Call options by funds: $970K | Put options by funds: $451K

100% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 12

92% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 26

10% more funds holding

Funds holding: 102 → 112 (+10)

2% less capital invested

Capital invested by funds: $572M → $558M (-$14M)

14% less funds holding in top 10

Funds holding in top 10: 7 → 6 (-1)

Holders
112
Holders Change
+10
Holders Change %
+9.8%
% of All Funds
3.25%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.17%
New
24
Increased
50
Reduced
26
Closed
12
Calls
$970K
Puts
$451K
Net Calls
+$519K
Net Calls Change
+$184K

Top Buyers

1
U
UBS
Switzerland
+$36.8M
2
Neuberger Berman Group
Neuberger Berman Group
New York
+$14.2M
3
BG
BlackRock Group
United Kingdom
+$12.4M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$11.5M
5
ClearBridge Investments
ClearBridge Investments
New York
+$11.1M

Top Sellers

1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$139M
2
Two Sigma Investments
Two Sigma Investments
New York
-$8M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
-$5.01M
4
AIG
American International Group
New York
-$3.99M
5
NI
Numeric Investors
Massachusetts
-$3.65M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$4.64M +$60.9K +1,450 +1%
WA
27
WFG Advisors
Texas
$4.56M -$746K -17,782 -14%
Two Sigma Investments
28
Two Sigma Investments
New York
$4.55M -$8M -190,683 -64%
YMRC
29
Yorktown Management & Research Company
Virginia
$4.52M +$1.41M +33,557 +47%
SI
30
SII Investments
Wisconsin
$4.52M +$84.6K +2,016 +2%
NIMC
31
NWQ Investment Management Company
California
$4.01M +$3.94M +93,925 New
ICAS
32
Investors Capital Advisory Services
Massachusetts
$3.69M -$346K -8,231 -9%
PP
33
PDT Partners
New York
$3.46M +$3.07M +73,123 +1,016%
Millennium Management
34
Millennium Management
New York
$3.42M -$1.54M -36,785 -32%
ICOA
35
Investment Centers of America
North Dakota
$3.25M +$1.69M +40,165 +114%
RCAG
36
Rehmann Capital Advisory Group
Michigan
$3.17M -$290K -6,904 -9%
CWM
37
Concert Wealth Management
California
$2.99M – – –
Toronto Dominion Bank
38
Toronto Dominion Bank
Ontario, Canada
$2.91M +$2.84M +67,625 New
MFS
39
MSI Financial Services
Massachusetts
$2.85M -$117K -2,777 -4%
NPC
40
National Planning Corporation
California
$2.77M +$402K +9,580 +17%
VanEck Associates
41
VanEck Associates
New York
$2.67M -$403K -9,600 -13%
AP
42
AHL Partners
United Kingdom
$2.55M +$2.48M +59,147 New
DCM
43
Dialectic Capital Management
Connecticut
$2.05M +$1.99M +47,500 New
WA
44
Wasatch Advisors
Utah
$2.01M +$1.96M +46,750 New
CS
45
Credit Suisse
Switzerland
$1.93M -$130K -3,097 -6%
Wells Fargo
46
Wells Fargo
California
$1.9M +$1.72M +40,956 +1,345%
Natixis Advisors
47
Natixis Advisors
Massachusetts
$1.83M -$475K -11,308 -21%
NVIM
48
New Vernon Investment Management
Illinois
$1.69M – – –
Susquehanna International Group
49
Susquehanna International Group
Pennsylvania
$1.47M +$910K +21,671 +174%
CIM
50
Confluence Investment Management
Missouri
$1.46M +$882K +21,017 +162%
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FSK Hedge Fund Activity: Q3 2014 in Review

112 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in FS KKR Capital (FSK) for Q3 2014, worth a combined $558M — down 2.5% from $572M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FSK positions and 12 closed out — a net gain of 12 holders — while 50 added to existing stakes and 26 trimmed.

The largest buyer was UBS, adding an estimated $36.8M. The largest seller was Commonwealth Equity Services, cutting an estimated $139M.

  • 112 institutional investors held FS KKR Capital (FSK) as of Q3 2014, up from 102 in Q2 2014.
  • Funds reported $558M of FS KKR Capital stock for Q3 2014, down 2.5% quarter-over-quarter.
  • 24 funds opened new FS KKR Capital positions in Q3 2014 and 12 closed out, a net change of +12 holders.
  • The largest FS KKR Capital buyer in Q3 2014 was UBS, an estimated $36.8M added.
  • The largest FS KKR Capital seller in Q3 2014 was Commonwealth Equity Services, an estimated $139M sold.

Based on aggregated 13F filings for Q3 2014.