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FS KKR Capital
FSK

154 hedge funds and large institutions have $668M invested in FS KKR Capital in 2016 Q2 according to their latest regulatory filings, with 19 funds opening new positions, 65 increasing their positions, 42 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more funds holding in top 10

Funds holding in top 10: 5 → 8 (+3)

55% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 42

6% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 18

1% more funds holding

Funds holding: 153 → 154 (+1)

0% more capital invested

Capital invested by funds: $666M → $668M (+$2.68M)

Holders
154
Holders Change
+1
Holders Change %
+0.65%
% of All Funds
4.11%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.21%
New
19
Increased
65
Reduced
42
Closed
18
Calls
$1.33M
Puts
–
Net Calls
+$1.33M
Net Calls Change
+$208K

Top Buyers

1
VNIM
Vaughan Nelson Investment Management
Texas
+$28.6M
2
MIAN
Mariner Independent Advisor Network
Kansas
+$15.9M
3
Nomura Holdings
Nomura Holdings
Japan
+$10.5M
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$6.93M
5
AM
Ares Management
California
+$5.39M

Top Sellers

1
LPL Financial
LPL Financial
California
-$43.7M
2
IG
ING Group
Netherlands
-$10.3M
3
UBS Group
UBS Group
Switzerland
-$10M
4
AIG
American International Group
New York
-$8.81M
5
VFS
VSR Financial Services
Kansas
-$6.01M
Name Holding Trade Value Shares
Change 		Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$101M -$3.46M -95,657 -3%
LPL Financial
2
LPL Financial
California
$43.8M -$43.7M -1,208,792 -50%
VNIM
3
Vaughan Nelson Investment Management
Texas
$36.2M +$28.6M +789,206 +374%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$31.6M +$6.93M +191,529 +28%
ClearBridge Investments
5
ClearBridge Investments
New York
$20.8M – – –
MC
6
Muzinich & Co
New York
$20.5M -$285K -7,872 -1%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$19.9M -$2.25M -62,179 -10%
MIAN
8
Mariner Independent Advisor Network
Kansas
$19.9M +$15.9M +439,389 +398%
PAG
9
Private Advisor Group
New Jersey
$16.8M -$3.76M -104,010 -18%
NPC
10
National Planning Corporation
California
$14.4M +$509K +14,063 +4%
State of New Jersey Common Pension Fund D
11
State of New Jersey Common Pension Fund D
New Jersey
$14.4M +$4.98M +137,500 +53%
CA
12
Cetera Advisors
Colorado
$13.6M -$897K -24,782 -6%
M&T Bank
13
M&T Bank
New York
$13.1M +$1.09M +30,116 +9%
Ameriprise
14
Ameriprise
Minnesota
$12.8M +$1.4M +38,645 +12%
VFS
15
VSR Financial Services
Kansas
$12.7M -$6.01M -166,127 -32%
BG
16
BlackRock Group
United Kingdom
$11.8M +$1.5M +41,415 +15%
AG
17
Advisor Group
Arizona
$11.2M +$11.2M +310,250 New
Nomura Holdings
18
Nomura Holdings
Japan
$11.2M +$10.5M +289,639 +1,302%
Toronto Dominion Bank
19
Toronto Dominion Bank
Ontario, Canada
$10.1M – – –
CAN
20
Cetera Advisor Networks
California
$10.1M -$1.01M -27,862 -9%
AIM
21
Advantage Investment Management
Iowa
$9.85M +$2.15M +59,535 +28%
AWA
22
Arete Wealth Advisors
Illinois
$8.9M -$337K -9,305 -4%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$8.78M +$154K +4,247 +2%
Morgan Stanley
24
Morgan Stanley
New York
$7.51M -$709K -19,596 -9%
MFS
25
MSI Financial Services
Massachusetts
$7.35M +$1.7M +47,101 +30%
1
2 3 4 5

FSK Hedge Fund Activity: Q2 2016 in Review

154 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in FS KKR Capital (FSK) for Q2 2016, worth a combined $668M — up 0.4% from $666M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FSK positions and 18 closed out — a net gain of 1 holder — while 65 added to existing stakes and 42 trimmed.

The largest buyer was Vaughan Nelson Investment Management, adding an estimated $28.6M. The largest seller was LPL Financial, cutting an estimated $43.7M.

  • 154 institutional investors held FS KKR Capital (FSK) as of Q2 2016, up from 153 in Q1 2016.
  • Funds reported $668M of FS KKR Capital stock for Q2 2016, up 0.4% quarter-over-quarter.
  • 19 funds opened new FS KKR Capital positions in Q2 2016 and 18 closed out, a net change of +1 holder.
  • The largest FS KKR Capital buyer in Q2 2016 was Vaughan Nelson Investment Management, an estimated $28.6M added.
  • The largest FS KKR Capital seller in Q2 2016 was LPL Financial, an estimated $43.7M sold.

Based on aggregated 13F filings for Q2 2016.