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FS KKR Capital

148 hedge funds and large institutions have $1.05B invested in FS KKR Capital in 2015 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 49 increasing their positions, 48 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more capital invested

Capital invested by funds: $609M → $1.05B (+$445M)

71% more call options, than puts

Call options by funds: $1.57M | Put options by funds: $915K

47% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 17

3% more funds holding

Funds holding: 143148 (+5)

2% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 48

50% less funds holding in top 10

Funds holding in top 10: 105 (-5)

Holders
148
Holders Change
+5
Holders Change %
+3.5%
% of All Funds
3.88%
Holding in Top 10
5
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
25
Increased
49
Reduced
48
Closed
17
Calls
$1.57M
Puts
$915K
Net Calls
+$652K
Net Calls Change
-$120K
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Americafirst Capital Management
California
$416M +$445K +11,558 New
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$99.4M +$222K +5,777 +0.2%
LPL Financial
3
LPL Financial
California
$70.9M +$40.8M +1,058,520 +118%
UBS Group
4
UBS Group
Switzerland
$33.4M -$6.96M -180,799 -16%
Ameriprise
5
Ameriprise
Minnesota
$25.3M +$2.73M +70,791 +11%
VFS
6
VSR Financial Services
Kansas
$22.4M +$779K +20,231 +3%
ClearBridge Investments
7
ClearBridge Investments
New York
$21.4M -$13.8M -357,211 -38%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$20M +$5.39M +140,027 +34%
Neuberger Berman Group
9
Neuberger Berman Group
New York
$19.9M -$1.44M -37,326 -6%
MC
10
Muzinich & Co
New York
$19.7M -$296K -7,684 -1%
PAG
11
Private Advisor Group
New Jersey
$18.8M +$2.6M +67,497 +15%
CA
12
Cetera Advisors
Colorado
$15.8M -$605K -15,705 -3%
M&T Bank
13
M&T Bank
New York
$10.8M -$693K -17,985 -6%
CAN
14
Cetera Advisor Networks
California
$10.7M -$2.21M -57,376 -16%
NPC
15
National Planning Corporation
California
$10.2M +$8.41M +218,410 +240%
IG
16
ING Group
Netherlands
$10.1M +$3.62M +94,025 +50%
Toronto Dominion Bank
17
Toronto Dominion Bank
Ontario, Canada
$10M
AllianceBernstein
18
AllianceBernstein
Tennessee
$9.56M -$1.05M -27,237 -9%
BG
19
BlackRock Group
United Kingdom
$9.51M -$639K -16,588 -6%
AWA
20
Arete Wealth Advisors
Illinois
$9.12M +$162K +4,218 +2%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$9.06M +$289K +7,501 +3%
Morgan Stanley
22
Morgan Stanley
New York
$8.03M -$508K -13,187 -6%
AIG
23
American International Group
New York
$8M +$1.22M +31,698 +17%
Invesco
24
Invesco
Georgia
$7.63M +$1.33M +34,451 +19%
State of New Jersey Common Pension Fund D
25
State of New Jersey Common Pension Fund D
New Jersey
$6.92M +$7.41M +192,500 New

FSK Hedge Fund Activity: Q4 2015 in Review

148 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in FS KKR Capital (FSK) for Q4 2015, worth a combined $1.05B — up 73% from $609M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new FSK positions and 17 closed out — a net gain of 8 holders — while 49 added to existing stakes and 48 trimmed.

The largest buyer was LPL Financial, adding an estimated $40.8M. The largest seller was ClearBridge Investments, cutting an estimated $13.8M.

  • 148 institutional investors held FS KKR Capital (FSK) as of Q4 2015, up from 143 in Q3 2015.
  • Funds reported $1.05B of FS KKR Capital stock for Q4 2015, up 73% quarter-over-quarter.
  • 25 funds opened new FS KKR Capital positions in Q4 2015 and 17 closed out, a net change of +8 holders.
  • The largest FS KKR Capital buyer in Q4 2015 was LPL Financial, an estimated $40.8M added.
  • The largest FS KKR Capital seller in Q4 2015 was ClearBridge Investments, an estimated $13.8M sold.

Based on aggregated 13F filings for Q4 2015.