UBS’s FS KKR Capital FSK Stock Holding History

UBS’s Portfolio FSK Stock Details FSK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$38.4M	Buy	890,935 +875,808	+5,790%	+$36.8M	0.03%	616
2014 Q2	$644K	Buy	+15,127	New	+$625K	﹤0.01%	3977

Other funds holding FSK

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.76% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

M&T Bank Buffalo, New York $34.1B AUM 29.2% 1-Year Est. Return

UBS's FSK Position: Q3 2014 in Review

UBS increased its FS KKR Capital (FSK) stake by 5,790% in Q3 2014, buying an estimated $36.8M and bringing the position to 890,935 shares worth $38.4M. The position accounts for 0.03% of the portfolio, ranked #616.

UBS first reported a position in FSK in Q2 2014 and has held it in 2 quarters since. 112 funds tracked by Wall St. Rank hold FSK as of Q3 2014.

UBS held 890,935 shares of FS KKR Capital worth $38.4M as of Q3 2014.
UBS bought 875,808 FS KKR Capital shares in Q3 2014, an estimated $36.8M.
FS KKR Capital made up 0.03% of UBS's portfolio in Q3 2014, its #616 holding.
UBS first reported a position in FS KKR Capital in Q2 2014 and has held it in 2 quarters since.
112 funds tracked by Wall St. Rank held FS KKR Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.