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First Trust S&P REIT Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$23.4M +$1.78M +64,377 +8%
Morgan Stanley
2
Morgan Stanley
New York
$20M -$2.75M -99,554 -12%
AFS
3
Aft Forsyth & Sober
Florida
$15.4M +$9.09M +328,600 +206%
Cetera Investment Advisers
4
Cetera Investment Advisers
Illinois
$14.4M -$1.33M -48,220 -8%
TAM
5
TCP Asset Management
Ohio
$8.29M +$305K +11,013 +4%
Wells Fargo
6
Wells Fargo
California
$4.53M +$579K +20,937 +15%
Osaic Holdings
7
Osaic Holdings
Arizona
$4.24M -$1.19M -43,018 -22%
BEI
8
Benjamin Edwards Inc
Missouri
$3.72M +$3.08M +111,433 +468%
UBS Group
9
UBS Group
Switzerland
$3.66M -$2.15M -77,703 -37%
CPIG
10
Chicago Partners Investment Group
Illinois
$2.45M -$409K -14,779 -14%
AWM
11
AE Wealth Management
Kansas
$2.15M +$62.8K +2,271 +3%
Raymond James Financial
12
Raymond James Financial
Florida
$1.9M -$198K -7,151 -9%
Stifel Financial
13
Stifel Financial
Missouri
$1.54M -$1.08M -39,087 -41%
Citadel Advisors
14
Citadel Advisors
Florida
$1.42M -$190K -6,881 -12%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.26M -$374K -13,502 -23%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$1.03M -$331K -11,947 -24%
MW
17
Maia Wealth
Colorado
$976K +$155K +5,592 +17%
CI
18
CX Institutional
Indiana
$797K +$801K +28,964 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$795K +$258K +9,328 +48%
Bank of America
20
Bank of America
North Carolina
$784K +$92.6K +3,348 +13%
Ameriprise
21
Ameriprise
Minnesota
$637K +$59K +2,131 +10%
BCA
22
Bay Colony Advisors
Massachusetts
$596K -$3.46K -125 -0.6%
HighTower Advisors
23
HighTower Advisors
Illinois
$543K +$332 +12 +0.1%
CCA
24
Cottonwood Capital Advisors
Utah
$530K -$29.4K -1,061 -5%
JIP
25
Jaffetilchin Investment Partners
Florida
$473K -$23.1K -835 -5%