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First Trust S&P REIT Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$25.8M +$4.77M +194,844 +21%
Morgan Stanley
2
Morgan Stanley
New York
$14.2M -$1.17M -47,601 -7%
AFS
3
Aft Forsyth & Sober
Florida
$4.79M
UBS Group
4
UBS Group
Switzerland
$3.09M -$142K -5,779 -4%
Wells Fargo
5
Wells Fargo
California
$2.65M -$448K -18,279 -14%
CPIG
6
Chicago Partners Investment Group
Illinois
$2.57M +$39.8K +1,624 +1%
VAS
7
Vestmark Advisory Solutions
Massachusetts
$2.12M -$250K -10,218 -10%
Stifel Financial
8
Stifel Financial
Missouri
$1.6M +$498K +20,304 +41%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.51M +$43.2K +1,762 +3%
Citadel Advisors
10
Citadel Advisors
Florida
$1.4M +$1.12M +45,658 +291%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.37M -$108K -4,411 -7%
FIS
12
Fischer Investment Strategies
California
$1.25M -$433K -17,682 -24%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.03M +$144K +5,891 +15%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$979K +$753K +30,712 +254%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$848K -$36K -1,468 -4%
AWM
16
AE Wealth Management
Kansas
$770K +$64.6K +2,636 +8%
FAIM
17
Financial Advocates Investment Management
Washington
$708K +$31.8K +1,296 +4%
CCA
18
Cottonwood Capital Advisors
Utah
$679K -$49.2K -2,008 -6%
KNW
19
Kesler Norman & Wride
Utah
$657K
RJA
20
Raymond James & Associates
Florida
$645K -$37.8K -1,543 -5%
Bank of America
21
Bank of America
North Carolina
$636K -$6.69K -273 -1%
TRCT
22
Tower Research Capital (TRC)
New York
$608K +$388K +15,819 +146%
HighTower Advisors
23
HighTower Advisors
Illinois
$566K +$4.29K +175 +0.7%
Ameriprise
24
Ameriprise
Minnesota
$560K -$88.1K -3,594 -13%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$537K -$174K -7,092 -23%