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First Trust S&P REIT Index Fund
FRI

Name Holding Trade Value Shares
Change 		Change in
Stake
HA
1
Hays Advisory
Tennessee
$44.7M +$6.07M +286,733 +15%
Goldman Sachs
2
Goldman Sachs
New York
$22.1M -$406K -19,213 -2%
Wells Fargo
3
Wells Fargo
California
$13.1M +$1.38M +65,086 +12%
Morgan Stanley
4
Morgan Stanley
New York
$12.4M -$3.41M -161,356 -21%
FHA
5
First Horizon Advisors
Tennessee
$10.9M -$2.48M -117,312 -18%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$5.59M +$4.05M +191,540 +252%
SAM
7
Shamrock Asset Management
Texas
$4.49M -$104K -4,921 -2%
Stifel Financial
8
Stifel Financial
Missouri
$2.96M +$778K +36,756 +35%
Bank of America
9
Bank of America
North Carolina
$2.8M -$8.25M -390,193 -74%
CS
10
Credit Suisse
Switzerland
$2.58M -$578K -27,315 -18%
LPL Financial
11
LPL Financial
California
$2.07M -$606K -28,638 -23%
VAM
12
Visionary Asset Management
Texas
$1.76M -$186K -8,814 -9%
UBS Group
13
UBS Group
Switzerland
$1.45M -$1.93M -91,008 -57%
PFS
14
Prospera Financial Services
Texas
$1.19M -$130K -6,133 -10%
NPC
15
National Planning Corporation
California
$1.18M +$37.7K +1,783 +3%
Creative Planning
16
Creative Planning
Kansas
$1.07M +$190K +8,985 +21%
RJA
17
Raymond James & Associates
Florida
$789K -$308K -14,549 -28%
VF
18
Virtu Financial
New York
$727K -$1.08M -51,006 -59%
Ameriprise
19
Ameriprise
Minnesota
$612K +$7K +331 +1%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$587K +$64.1K +3,031 +12%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$577K +$585K +27,632 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$478K -$118K -5,573 -20%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$352K -$4.1K -194 -1%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$334K +$64.6K +3,053 +24%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$331K -$71.2K -3,367 -18%
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