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First Trust Preferred Securities and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SBL
201
Sargent Bickham Lagudis
Colorado
$8K +$7.71K +390 New
HCM
202
Highlander Capital Management
New Jersey
$6K – – –
CFD
203
Creative Financial Designs
Indiana
$6K +$6.31K +319 New
KF
204
Krilogy Financial
Missouri
$3K – – –
BWA
205
BDO Wealth Advisors
Florida
$3K +$3.46K +175 New
AIS
206
Accurate Investment Solutions
Pennsylvania
$1K – – –
TFA
207
Transamerica Financial Advisors
Florida
$1K +$20 +1 New
PA
208
Parallel Advisors
California
$1K +$712 +36 New
BCM
209
Brookstone Capital Management
Illinois
– -$11.3M -565,751 Closed
Millennium Management
210
Millennium Management
New York
– -$2.84M -142,030 Closed
PFA
211
Pinnacle Family Advisors
Missouri
– -$2.72M -135,734 Closed
SI
212
SII Investments
Wisconsin
– -$2.3M -114,809 Closed
BCM
213
Bluefin Capital Management
New York
– -$2.11M -105,590 Closed
WCM
214
Weatherstone Capital Management
Colorado
– -$1.01M -50,561 Closed
NWS
215
Newport Wealth Strategies
California
– -$220K -11,104 Closed
FA
216
FDx Advisors
Illinois
– -$220K -10,970 Closed
SEI Investments
217
SEI Investments
Pennsylvania
– -$214K -10,700 Closed
CWM
218
Cornerstone Wealth Management
Missouri
– -$212K -10,510 Closed
SPC
219
Sigma Planning Corp
Michigan
– -$203K -10,153 Closed
VCM
220
Versant Capital Management
Arizona
– -$73.5K -3,717 Closed
CA
221
Calton & Associates
Florida
– -$13K -665 Closed
UBS AM
222
UBS AM
Illinois
– -$12.9K -645 Closed
PAI
223
Pittenger & Anderson Inc
Nebraska
– -$12K -600 Closed
LFA
224
Legacy Financial Advisors
Kentucky
– -$7K -375 Closed
BWL
225
Bogart Wealth LLC
Virginia
– -$1K -50 Closed