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First Trust Preferred Securities and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
GWMIA
301
Global Wealth Management Investment Advisory
Florida
$4K – – –
SIS
302
Sound Income Strategies
Florida
$3K – – –
WFMPM
303
Woodley Farra Manion Portfolio Management
Indiana
$2K +$2.35K +118 New
HighTower Advisors
304
HighTower Advisors
Illinois
– -$24.2M -1,226,933 Closed
BCM
305
Bluefin Capital Management
New York
– -$2.85M -144,238 Closed
FTUS
306
Flow Traders U.S.
New York
– -$2.62M -132,731 Closed
PG
307
Patten Group
Tennessee
– -$1.12M -56,865 Closed
AIC
308
Ameritas Investment Company
Nebraska
– -$804K -40,695 Closed
Susquehanna International Group
309
Susquehanna International Group
Pennsylvania
– -$416K -21,064 Closed
FGAM
310
Financial Gravity Asset Management
Texas
– -$353K -17,728 -100%
HH
311
Hilltop Holdings
Texas
– -$310K -15,724 Closed
VAG
312
VisionPoint Advisory Group
Texas
– -$305K -15,435 Closed
GIM
313
Greenwich Investment Management
Connecticut
– -$299K -15,150 Closed
GSWM
314
Golden State Wealth Management
California
– -$291K -14,745 Closed
SWM
315
Sequoia Wealth Management
Illinois
– -$277K -14,082 Closed
NS
316
NewDay Solutions
New Hampshire
– -$270K -13,576 Closed
KFGK
317
Keystone Financial Group (Kentucky)
Kentucky
– -$221K -11,185 Closed
FWM
318
Foresight Wealth Management
Utah
– -$211K -10,678 Closed
SS
319
Sunbelt Securities
Texas
– -$201K -10,185 Closed
IWA
320
Intercontinental Wealth Advisors
Texas
– -$145K -7,357 Closed
VCM
321
Vigilant Capital Management
Maine
– -$58K -2,919 Closed
KPCM
322
Kings Point Capital Management
New York
– -$40K -2,028 Closed
CAPTRUST Financial Advisors
323
CAPTRUST Financial Advisors
North Carolina
– -$39K -2,000 Closed
CAL
324
Capital Analysts LLC
Pennsylvania
– -$7K -400 Closed
RCG
325
Ruggie Capital Group
Florida
– -$6K -324 Closed