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iShares Floating Rate Bond ETF
FLOT

Name Holding Trade Value Shares
Change 		Change in
Stake
WA
226
WFG Advisors
Texas
$1K – – –
BCI
227
Brinker Capital Investments
Pennsylvania
– -$37.5M -744,199 Closed
SGAM
228
Steinberg Global Asset Management
Florida
– -$20.6M -407,490 Closed
AII
229
AGF Investments Inc
Ontario, Canada
– -$13.8M -274,254 Closed
PWAG
230
Polaris Wealth Advisory Group
California
– -$10.2M -201,732 Closed
CG
231
Colony Group
Massachusetts
– -$4.52M -89,630 Closed
SC
232
Scotia Capital
Ontario, Canada
– -$2.36M -46,746 Closed
MG
233
Mather Group
Illinois
– -$2.22M -44,027 Closed
FIM
234
Freedom Investment Management
Connecticut
– -$1.71M -33,841 Closed
CS
235
Credit Suisse
Switzerland
– -$1.7M -33,632 Closed
Prudential Financial
236
Prudential Financial
New Jersey
– -$1.25M -24,847 Closed
CCS
237
Crosspoint Capital Strategies
California
– -$1.21M -23,889 Closed
CC
238
Curian Capital
Colorado
– -$973K -19,300 Closed
QI
239
QS Investors
New York
– -$720K -14,274 Closed
SCG
240
Sonata Capital Group
Washington
– -$620K -12,300 Closed
LI
241
LVZ Inc
Michigan
– -$547K -10,842 Closed
WCWM
242
Wooster Corthell Wealth Management
Connecticut
– -$397K -7,868 Closed
WI
243
WrapManager Inc
California
– -$333K -6,602 Closed
PAS
244
Partnervest Advisory Services
California
– -$323K -6,400 Closed
Mariner
245
Mariner
Kansas
– -$272K -5,383 Closed
EIM
246
Emerson Investment Management
Massachusetts
– -$270K -5,352 Closed
IH
247
IFC Holdings
Florida
– -$226K -4,482 Closed
DPA
248
Delphi Private Advisors
California
– -$183K -3,633 Closed
AFP
249
Ausdal Financial Partners
Iowa
– -$111K -2,201 Closed
MFW
250
Mosaic Family Wealth
Missouri
– -$49K -990 Closed
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10
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