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iShares Floating Rate Bond ETF
FLOT

Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$149M +$149M +2,940,945 New
Ameriprise
2
Ameriprise
Minnesota
$130M +$130M +2,575,611 New
WIM
3
Windhaven Investment Management
Massachusetts
$124M +$124M +2,443,778 New
Bank of America
4
Bank of America
North Carolina
$72.9M +$73M +1,440,993 New
U
5
UBS
Switzerland
$62.1M +$62.2M +1,226,950 New
Morgan Stanley
6
Morgan Stanley
New York
$49.8M +$49.8M +983,253 New
LPL Financial
7
LPL Financial
California
$44.2M +$44.3M +873,801 New
GF
8
Genworth Financial
Virginia
$43.2M +$43.3M +854,096 New
Goldman Sachs
9
Goldman Sachs
New York
$40.8M +$40.8M +805,801 New
EMA
10
Efficient Market Advisors
California
$39.1M +$39.2M +773,636 New
BCI
11
Brinker Capital Investments
Pennsylvania
$38.4M +$38.4M +758,160 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$37.4M +$37.4M +738,751 New
Wells Fargo
13
Wells Fargo
California
$34.6M +$34.6M +683,062 New
KCG
14
Knight Capital Group
$31.1M +$31.2M +615,077 New
AC
15
AFAM Capital
Texas
$27.9M +$27.9M +551,002 New
BFA
16
Beaumont Financial Advisors
Massachusetts
$21.7M +$21.7M +428,468 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$19.9M +$20M +394,042 New
SMM
18
Stadion Money Management
Georgia
$19.1M +$19.1M +377,554 New
SNC
19
Stifel Nicolaus & Co
Missouri
$18.7M +$18.7M +370,007 New
DC
20
Davenport & Co
Virginia
$18.1M +$18.1M +358,050 New
AUIM
21
Aegon USA Investment Management
Iowa
$14.2M +$14.2M +280,210 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$13.5M +$13.5M +266,768 New
LPT
23
Legacy Private Trust
Wisconsin
$11.5M +$11.5M +226,651 New
WCM
24
Weatherstone Capital Management
Colorado
$11.1M +$11.1M +219,391 New
NC
25
NewSquare Capital
Pennsylvania
$10.3M +$10.4M +204,453 New
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