Nicholas Fixed Income Alternative ETF
FIAX
13 hedge funds and large institutions have $57.8M invested in Nicholas Fixed Income Alternative ETF in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 0 closing their positions.
174% more capital invested
Capital invested by funds: $21.1M → $57.8M (+$36.7M)
100% more funds holding in top 10
Funds holding in top 10: 1 → 2 (+1)
67.07% more ownership
Funds ownership: 58.68% → 125.75% (+67%)
63% more funds holding
Funds holding: 8 → 13 (+5)
33% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AWM
AE Wealth Management
Topeka,
Kansas
|
+$6.01M |
| 2 |
Jane Street
New York
|
+$3.23M |
| 3 |
SW
SMART Wealth
Omaha,
Nebraska
|
+$3.14M |
| 4 |
IP
Ignite Planners
San Clemente,
California
|
+$204K |
| 5 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$51K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCI
Brinker Capital Investments
Berwyn,
Pennsylvania
|
-$201K |
| 2 |
OPS
Orion Portfolio Solutions
Omaha,
Nebraska
|
-$201K |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$36.6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BCM
1
BluePath Capital Management
Atlanta,
Georgia
| $25.1M | +$25.6M | +1,285,161 | New |
|
|
AWM
2
AE Wealth Management
Topeka,
Kansas
| $20.5M | +$6.01M | +301,387 | +40% |
|
|
SW
3
SMART Wealth
Omaha,
Nebraska
| $6.87M | +$3.14M | +157,566 | +81% |
|
|
4
Jane Street
New York
| $3.5M | +$3.23M | +161,976 | +969% |
|
|
5
Cambridge Investment Research Advisors
Fairfield,
Iowa
| $447K | +$51K | +2,559 | +13% |
|
|
BCI
6
Brinker Capital Investments
Berwyn,
Pennsylvania
| $422K | -$201K | -10,063 | -32% |
|
|
OPS
7
Orion Portfolio Solutions
Omaha,
Nebraska
| $422K | -$201K | -10,063 | -32% |
|
|
8
Citadel Advisors
Miami,
Florida
| $273K | -$36.6K | -1,838 | -12% |
|
|
IP
9
Ignite Planners
San Clemente,
California
| $200K | +$204K | +10,239 | New |
|
10
UBS Group
Zurich,
Switzerland
| $35.7K | +$36.3K | +1,824 | New |
|
|
IFAM
11
Institutional & Family Asset Management
Fort Collins,
Colorado
| $9.78K | – | – | – |
|
12
JP Morgan Chase
New York
| $3.25K | +$3.31K | +166 | New |
|
|
ACM
13
Antonetti Capital Management
Naples,
Florida
| $196 | +$199 | +10 | New |
|
FIAX Hedge Fund Activity: Q3 2023 in Review
13 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Nicholas Fixed Income Alternative ETF (FIAX) for Q3 2023, worth a combined $57.8M — up 174% from $21.1M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new FIAX positions and 0 closed out — a net gain of 5 holders — while 4 added to existing stakes and 3 trimmed.
The largest buyer was AE Wealth Management, adding an estimated $6.01M. The largest seller was Brinker Capital Investments, cutting an estimated $201K.
- 13 institutional investors held Nicholas Fixed Income Alternative ETF (FIAX) as of Q3 2023, up from 8 in Q2 2023.
- Funds reported $57.8M of Nicholas Fixed Income Alternative ETF stock for Q3 2023, up 174% quarter-over-quarter.
- 5 funds opened new Nicholas Fixed Income Alternative ETF positions in Q3 2023 and 0 closed out, a net change of +5 holders.
- The largest Nicholas Fixed Income Alternative ETF buyer in Q3 2023 was AE Wealth Management, an estimated $6.01M added.
- The largest Nicholas Fixed Income Alternative ETF seller in Q3 2023 was Brinker Capital Investments, an estimated $201K sold.
Based on aggregated 13F filings for Q3 2023.