Nicholas Fixed Income Alternative ETF
FIAX
7 hedge funds and large institutions have $23.3M invested in Nicholas Fixed Income Alternative ETF in 2023 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 1 closing their positions.
300% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 1
100% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 1
88% more capital invested
Capital invested by funds: $12.4M → $23.3M (+$10.9M)
75% more funds holding
Funds holding: 4 → 7 (+3)
8.13% more ownership
Funds ownership: 60.38% → 68.51% (+8.1%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AWM
AE Wealth Management
Topeka,
Kansas
|
+$6.75M |
| 2 |
SW
SMART Wealth
Omaha,
Nebraska
|
+$3.54M |
| 3 |
BCI
Brinker Capital Investments
Berwyn,
Pennsylvania
|
+$557K |
| 4 |
OPS
Orion Portfolio Solutions
Omaha,
Nebraska
|
+$557K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$53K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$318K |
| 2 |
ADIM
Alpha DNA Investment Management
Columbia,
Maryland
|
-$302K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AWM
1
AE Wealth Management
Topeka,
Kansas
| $16.1M | +$6.75M | +337,954 | +72% |
|
|
SW
2
SMART Wealth
Omaha,
Nebraska
| $5.62M | +$3.54M | +177,029 | +172% |
|
|
BCI
3
Brinker Capital Investments
Berwyn,
Pennsylvania
| $559K | +$557K | +27,874 | New |
|
|
OPS
4
Orion Portfolio Solutions
Omaha,
Nebraska
| $559K | +$557K | +27,874 | New |
|
|
5
Jane Street
New York
| $426K | -$318K | -15,914 | -43% |
|
|
6
UBS Group
Zurich,
Switzerland
| $53.1K | +$53K | +2,650 | New |
|
|
IFAM
7
Institutional & Family Asset Management
Fort Collins,
Colorado
| $10K | +$9.99K | +500 | New |
|
|
ADIM
8
Alpha DNA Investment Management
Columbia,
Maryland
| – | -$302K | -15,133 | Closed |
|
FIAX Hedge Fund Activity: Q1 2023 in Review
7 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in Nicholas Fixed Income Alternative ETF (FIAX) for Q1 2023, worth a combined $23.3M — up 88% from $12.4M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new FIAX positions and 1 closed out — a net gain of 3 holders — while 2 added to existing stakes and 1 trimmed.
The largest buyer was AE Wealth Management, adding an estimated $6.75M. The largest seller was Jane Street, cutting an estimated $318K.
- 7 institutional investors held Nicholas Fixed Income Alternative ETF (FIAX) as of Q1 2023, up from 4 in Q4 2022.
- Funds reported $23.3M of Nicholas Fixed Income Alternative ETF stock for Q1 2023, up 88% quarter-over-quarter.
- 4 funds opened new Nicholas Fixed Income Alternative ETF positions in Q1 2023 and 1 closed out, a net change of +3 holders.
- The largest Nicholas Fixed Income Alternative ETF buyer in Q1 2023 was AE Wealth Management, an estimated $6.75M added.
- The largest Nicholas Fixed Income Alternative ETF seller in Q1 2023 was Jane Street, an estimated $318K sold.
Based on aggregated 13F filings for Q1 2023.