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Nicholas Fixed Income Alternative ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Tredje AP-fonden
1
Tredje AP-fonden
Sweden
$86.9M – – –
BCM
2
BluePath Capital Management
Georgia
$10.6M -$707K -40,148 -6%
AE Wealth Management
3
AE Wealth Management
Kansas
$9.24M -$526K -29,853 -5%
SW
4
SMART Wealth
Nebraska
$2.33M -$128K -7,269 -5%
AWA
5
Authentikos Wealth Advisory
California
$837K -$70.3K -3,990 -8%
Centric Wealth Management
6
Centric Wealth Management
Illinois
$731K – – –
Jane Street
7
Jane Street
New York
$443K -$221K -12,574 -33%
Goldman Sachs
8
Goldman Sachs
New York
$381K +$381K +21,657 New
ZEGA Investments
9
ZEGA Investments
Florida
$282K -$1.02M -58,112 -78%
Kovack Advisors
10
Kovack Advisors
Florida
$204K +$10.7K +606 +6%
Morgan Stanley
11
Morgan Stanley
New York
$45.4K – – –
LC
12
Luminist Capital
Michigan
$42.2K +$42.2K +2,397 New
QAM
13
Q3 Asset Management
Michigan
– -$486K -27,894 Closed