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Fidus Investment

Name Holding Trade Value Shares
Change
Change in
Stake
WAM
101
WNY Asset Management
New York
$176K +$189K +10,100 New
FFA
102
Farther Finance Advisors
California
$148K +$23.1K +1,235 +17%
Royal Bank of Canada
103
Royal Bank of Canada
Ontario, Canada
$134K -$4.05K -217 -3%
JP Morgan Chase
104
JP Morgan Chase
New York
$125K -$466K -24,947 -77%
Rockefeller Capital Management
105
Rockefeller Capital Management
New York
$124K +$5.25K +281 +4%
BBHC
106
Brown Brothers Harriman & Co
New York
$93K
Osaic Holdings
107
Osaic Holdings
Arizona
$85.4K -$1.94K -104 -2%
MCM
108
MAI Capital Management
Ohio
$72K +$18.7K +1,000 +32%
WSFS
109
Wilmington Savings Fund Society
Delaware
$69.7K +$74.7K +4,000 New
MEG
110
Millstone Evans Group
Colorado
$64.2K
MIA
111
MeadowBrook Investment Advisors
Michigan
$58.4K +$4.95K +265 +9%
BH
112
Burk Holdings
Oklahoma
$42.7K +$45.8K +2,454 New
ACM
113
Aquatic Capital Management
Illinois
$39.1K -$229K -12,276 -85%
CAL
114
Capital Advisors Ltd
Ohio
$39K
ASN
115
Advisory Services Network
Georgia
$34.8K +$37.4K +2,000 New
BNP Paribas Financial Markets
116
BNP Paribas Financial Markets
France
$29.8K
HHCP
117
Hilton Head Capital Partners
South Carolina
$27K
AUB
118
Atlantic Union Bankshares
Virginia
$26.1K
SOADOR
119
State of Alaska Department of Revenue
Alaska
$24K
Simplex Trading
120
Simplex Trading
Illinois
$15.6K -$81.9K -4,385 -83%
TRCT
121
Tower Research Capital (TRC)
New York
$15.4K -$124K -6,634 -88%
AF
122
Advisornet Financial
Minnesota
$14.5K -$11.2K -600 -42%
AF
123
Allworth Financial
California
$14K +$56 +3 +0.4%
PNC Financial Services Group
124
PNC Financial Services Group
Pennsylvania
$13.1K
Jones Financial Companies
125
Jones Financial Companies
Missouri
$13K