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Fidus Investment

Name Holding Trade Value Shares
Change
Change in
Stake
CAL
101
Capital Advisors Ltd
Ohio
$45K
PC
102
Promus Capital
Illinois
$40.9K
SIS
103
Sound Income Strategies
Florida
$38.3K -$63.8K -3,269 -63%
AF
104
Advisornet Financial
Minnesota
$34.9K +$19.5K +1,000 +137%
OP
105
ORG Partners
Indiana
$28.8K
CWM
106
Cedar Wealth Management
California
$20K
GRP
107
Global Retirement Partners
California
$15.9K +$15.4K +788 New
PNC Financial Services Group
108
PNC Financial Services Group
Pennsylvania
$15.2K
Carson Wealth (CWM LLC)
109
Carson Wealth (CWM LLC)
Nebraska
$15K +$13.8K +705 +1,602%
TRCT
110
Tower Research Capital (TRC)
New York
$14.1K +$13.2K +675 +2,813%
1NWS
111
1 North Wealth Services
Maryland
$12.1K
AAS
112
Ameritas Advisory Services
Nebraska
$4.04K +$3.9K +200 New
Northwestern Mutual Wealth Management
113
Northwestern Mutual Wealth Management
Wisconsin
$3.03K +$2.93K +150 New
PWS
114
Peterson Wealth Services
Utah
$2.46K +$20 +1 +0.8%
Russell Investments Group
115
Russell Investments Group
United Kingdom
$1.45K
NEWAS
116
N.E.W. Advisory Services
Wisconsin
$1.25K
GWM
117
Geneos Wealth Management
Colorado
$1.03K
BNP Paribas Financial Markets
118
BNP Paribas Financial Markets
France
$768 +$742 +38 New
SAM
119
Smartleaf Asset Management
Massachusetts
$139
CIAM
120
Caitong International Asset Management
Hong Kong
$81 +$39 +2 +100%
DB
121
Danske Bank
Denmark
$20 +$20 +1 New
Citadel Advisors
122
Citadel Advisors
Florida
-$2.1M -107,353 Closed
VF
123
Virtu Financial
New York
-$1.04M -51,264 Closed
Millennium Management
124
Millennium Management
New York
-$1.04M -51,180 Closed
Jane Street
125
Jane Street
New York
-$475K -23,318 Closed