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Fidus Investment

Name Holding Trade Value Shares
Change
Change in
Stake
OHWP
76
Oak Harbor Wealth Partners
North Carolina
$364K
AWM
77
Apollon Wealth Management
South Carolina
$362K +$377K +17,852 New
Stifel Financial
78
Stifel Financial
Missouri
$336K +$54.2K +2,570 +18%
CA
79
Clearstead Advisors
Ohio
$333K -$89.2K -4,229 -20%
GSEP
80
Golden State Equity Partners
California
$330K +$11.9K +565 +4%
KOC
81
Koss-Olinger Consulting
Florida
$326K
Verition Fund Management
82
Verition Fund Management
Connecticut
$318K +$33.7K +1,600 +11%
PAG
83
Private Advisor Group
New Jersey
$306K +$7.4K +351 +2%
JSL
84
JT Stratford LLC
Georgia
$305K +$317K +15,046 New
Osaic Holdings
85
Osaic Holdings
Arizona
$281K
HWM
86
HB Wealth Management
Georgia
$276K
MQWP
87
Morey & Quinn Wealth Partners
Nebraska
$269K -$31.6K -1,500 -10%
FA
88
Fiduciary Alliance
South Carolina
$264K
BFA
89
Bragg Financial Advisors
North Carolina
$264K
SIC
90
Sage Investment Counsel
Tennessee
$245K
Mariner
91
Mariner
Kansas
$244K +$11K +523 +5%
KAS
92
Kestra Advisory Services
Texas
$235K +$244K +11,576 New
SAM
93
Secure Asset Management
Michigan
$231K +$240K +11,366 New
IFG
94
Independent Financial Group
California
$224K
Janney Montgomery Scott
95
Janney Montgomery Scott
Pennsylvania
$212K -$105 -5 -0%
AR
96
Advisory Research
Illinois
$211K -$3.61K -171 -2%
William Blair & Company
97
William Blair & Company
Illinois
$200K +$208K +9,883 New
JP Morgan Chase
98
JP Morgan Chase
New York
$178K +$92.7K +4,395 +100%
Royal Bank of Canada
99
Royal Bank of Canada
Ontario, Canada
$155K -$93.3K -4,424 -37%
FFA
100
Farther Finance Advisors
California
$149K