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Fidus Investment

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
76
Private Advisor Group
New Jersey
$298K +$64.9K +3,323 +29%
Verition Fund Management
77
Verition Fund Management
Connecticut
$285K +$275K +14,100 New
Stifel Financial
78
Stifel Financial
Missouri
$283K -$76.8K -3,935 -22%
HWM
79
HB Wealth Management
Georgia
$275K
Osaic Holdings
80
Osaic Holdings
Arizona
$264K +$18K +920 +8%
FA
81
Fiduciary Alliance
South Carolina
$263K
BFA
82
Bragg Financial Advisors
North Carolina
$263K
Royal Bank of Canada
83
Royal Bank of Canada
Ontario, Canada
$244K +$12.8K +654 +6%
SIC
84
Sage Investment Counsel
Tennessee
$244K
Mariner
85
Mariner
Kansas
$233K +$27.1K +1,386 +14%
IFG
86
Independent Financial Group
California
$223K
AR
87
Advisory Research
Illinois
$214K +$11.9K +612 +6%
Janney Montgomery Scott
88
Janney Montgomery Scott
Pennsylvania
$211K
AWS
89
Atria Wealth Solutions
New York
$204K +$197K +10,089 New
QT
90
Quantbot Technologies
New York
$183K -$14.6K -749 -8%
FFA
91
Farther Finance Advisors
California
$148K -$4.32K -221 -3%
BBHC
92
Brown Brothers Harriman & Co
New York
$108K
JP Morgan Chase
93
JP Morgan Chase
New York
$88.8K -$172K -8,799 -67%
AWM
94
Atticus Wealth Management
Florida
$77.1K +$74.5K +3,816 New
MEG
95
Millstone Evans Group
Colorado
$74.5K
MCM
96
MAI Capital Management
Ohio
$63.3K
MIA
97
MeadowBrook Investment Advisors
Michigan
$57.6K +$26.4K +1,350 +90%
GWSG
98
GPS Wealth Strategies Group
Colorado
$55.3K -$31.4K -1,606 -37%
FHA
99
First Horizon Advisors
Tennessee
$53.7K +$31.5K +1,615 +155%
QL
100
Quarry LP
New York
$47.8K +$19.3K +986 +71%