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Fidus Investment

Name Holding Trade Value Shares
Change
Change in
Stake
CAL
76
Capital Advisors Ltd
Ohio
$44K – – –
SWM
77
Spire Wealth Management
Virginia
$34.1K +$2.16K +114 +7%
PNC Financial Services Group
78
PNC Financial Services Group
Pennsylvania
$26.5K – – –
JP Morgan Chase
79
JP Morgan Chase
New York
$23.5K -$2.85K -150 -11%
SIS
80
Sound Income Strategies
Florida
$20.3K – – –
HDIM
81
Hanson & Doremus Investment Management
Vermont
$20K – – –
CWM
82
Cedar Wealth Management
California
$19.4K – – –
AWM
83
Activest Wealth Management
Florida
$11.6K – – –
LWANC
84
Laurel Wealth Advisors (North Carolina)
North Carolina
$8.1K – – –
Nomura Asset Management
85
Nomura Asset Management
Japan
$7.13K – – –
GWM
86
Geneos Wealth Management
Colorado
$1.96K – – –
Citigroup
87
Citigroup
New York
$392 +$379 +20 New
BNP Paribas Financial Markets
88
BNP Paribas Financial Markets
France
$39 +$38 +2 New
LCWP
89
Legacy Capital Wealth Partners
Arkansas
– -$1.25M -65,743 Closed
PWS
90
Peterson Wealth Services
Utah
– -$1.06M -55,681 Closed
MCA
91
Magnolia Capital Advisors
Mississippi
– -$361K -18,922 Closed
OSAM
92
O'Shaughnessy Asset Management
Connecticut
– -$335K -17,590 Closed
AWM
93
AE Wealth Management
Kansas
– -$237K -12,441 Closed
MCM
94
MAI Capital Management
Ohio
– -$227K -11,898 Closed
BAM
95
Belpointe Asset Management
Nevada
– -$166K -8,726 Closed
TRCT
96
Tower Research Capital (TRC)
New York
– -$31K -1,623 Closed
CM
97
Cornerstone Management
Georgia
– -$21K -1,100 Closed
ASN
98
Advisory Services Network
Georgia
– -$18.1K -950 Closed
Carson Wealth (CWM LLC)
99
Carson Wealth (CWM LLC)
Nebraska
– -$11.6K -611 -100%
AWM
100
AllSquare Wealth Management
New York
– -$9.54K -500 Closed