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Fidus Investment

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$633K +$655K +31,078 +20,719%
BHCM
52
Brevan Howard Capital Management
Jersey
$630K +$656K +31,091 New
LFAS
53
Level Four Advisory Services
Texas
$628K +$10.7K +507 +2%
Mercer Global Advisors
54
Mercer Global Advisors
Colorado
$610K +$6.45K +306 +1%
Creative Planning
55
Creative Planning
Kansas
$568K +$591K +28,044 New
CWM
56
Cornerstone Wealth Management
Missouri
$563K +$13.1K +619 +2%
SPIA
57
Steward Partners Investment Advisory
New York
$562K +$51.5K +2,440 +10%
QCM
58
Quantinno Capital Management
New York
$550K
Cambridge Investment Research Advisors
59
Cambridge Investment Research Advisors
Iowa
$539K -$6.54K -310 -1%
SWP
60
Stratos Wealth Partners
Ohio
$531K
N
61
Natixis
France
$519K -$25.9K -1,226 -5%
Northern Trust
62
Northern Trust
Illinois
$469K +$62.6K +2,967 +15%
BPA
63
Beacon Pointe Advisors
California
$458K
Bank of America
64
Bank of America
North Carolina
$456K +$102K +4,846 +27%
STA
65
Summit Trail Advisors
New York
$456K
EGA
66
Eagle Global Advisors
Texas
$452K
GRP
67
Global Retirement Partners
California
$432K +$433K +20,549 +2,608%
OC
68
Oppenheimer & Co
New York
$423K +$11.3K +536 +3%
OIA
69
Optimum Investment Advisors
Illinois
$418K +$4.96K +235 +1%
VA
70
VestGen Advisors
Illinois
$418K +$435K +20,628 New
Wells Fargo
71
Wells Fargo
California
$413K -$74.2K -3,518 -15%
AI
72
Accredited Investors
Minnesota
$405K
PFS
73
Prospera Financial Services
Texas
$405K -$4.32K -205 -1%
Wealth Enhancement Advisory Services
74
Wealth Enhancement Advisory Services
Minnesota
$399K -$10.3K -489 -2%
MCM
75
Monument Capital Management
Virginia
$386K +$402K +19,039 New