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Fidus Investment

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
26
Wells Fargo
California
$438K +$480K +23,323 New
CS
27
Credit Suisse
Switzerland
$433K +$118K +5,758 +35%
Vanguard Group
28
Vanguard Group
Pennsylvania
$430K -$2.44M -118,759 -84%
TA
29
Teachers Advisors
New York
$399K +$39.7K +1,930 +10%
NFA
30
Nationwide Fund Advisors
Ohio
$381K -$6.17K -300 -1%
Charles Schwab
31
Charles Schwab
California
$379K
B
32
Baird
Wisconsin
$374K +$9.3K +452 +2%
RJT
33
Raymond James Trust
Florida
$373K +$41.1K +2,000 +12%
MERSOM
34
Municipal Employees' Retirement System of Michigan
Michigan
$336K +$358K +17,400 New
RhumbLine Advisers
35
RhumbLine Advisers
Massachusetts
$327K -$30.7K -1,493 -8%
VOYA Investment Management
36
VOYA Investment Management
Georgia
$322K
PP
37
PDT Partners
New York
$318K +$338K +16,448 New
RFC
38
Russell Frank Company
Washington
$297K +$317K +15,399 New
KC
39
Kingfisher Capital
North Carolina
$280K
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$279K -$35.2K -1,713 -11%
ProShare Advisors
41
ProShare Advisors
Maryland
$268K +$285K +13,871 New
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$255K +$3.74K +182 +1%
BFA
43
Bragg Financial Advisors
North Carolina
$251K
Geode Capital Management
44
Geode Capital Management
Massachusetts
$242K -$45.3K -2,202 -15%
Two Sigma Investments
45
Two Sigma Investments
New York
$237K -$43.6K -2,121 -15%
MLICM
46
Metropolitan Life Insurance Company (MetLife)
New York
$232K
BBHC
47
Brown Brothers Harriman & Co
New York
$218K -$232K -11,286 -50%
OC
48
Oppenheimer & Co
New York
$201K
HighTower Advisors
49
HighTower Advisors
Illinois
$193K
AIG
50
American International Group
New York
$193K +$4.61K +224 +2%