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iShares ESG Aware MSCI USA Small-Cap ETF
ESML

220 hedge funds and large institutions have $565M invested in iShares ESG Aware MSCI USA Small-Cap ETF in 2021 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 105 increasing their positions, 34 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

657% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 7

209% more repeat investments, than reductions

Existing positions increased: 105 | Existing positions reduced: 34

48% more capital invested

Capital invested by funds: $381M → $565M (+$183M)

24% more funds holding

Funds holding: 177 → 220 (+43)

0.5% more ownership

Funds ownership: 73.73% → 74.22% (+0.5%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

Holders
220
Holders Change
+43
Holders Change %
+24.29%
% of All Funds
3.86%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
53
Increased
105
Reduced
34
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$49M
2
Northern Trust
Northern Trust
Illinois
+$9.02M
3
FLPIM
F.L. Putnam Investment Management
Massachusetts
+$7.11M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.83M
5
Osaic Holdings
Osaic Holdings
Arizona
+$5.64M

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.62M
2
Vontobel Holding
Vontobel Holding
Switzerland
-$1.88M
3
HGWM
Harvest Group Wealth Management
Massachusetts
-$818K
4
FWCM
Ferguson Wellman Capital Management
Oregon
-$506K
5
FI
FormulaFolio Investments
Michigan
-$440K
Name Holding Trade Value Shares
Change 		Change in
Stake
NL
151
NWAM LLC
Washington
$274K +$268K +7,104 New
PPW
152
Parcion Private Wealth
Washington
$266K -$3.39K -90 -1%
PCMC
153
Private Capital Management (Colorado)
Colorado
$261K +$255K +6,780 New
SPIA
154
Steward Partners Investment Advisory
New York
$259K +$138K +3,658 +119%
CFA
155
CWS Financial Advisors
Michigan
$258K – – –
SCM
156
Stordahl Capital Management
Colorado
$254K – – –
RCWMU
157
Rothschild & Co Wealth Management (UK)
United Kingdom
$251K – – –
AssetMark Inc
158
AssetMark Inc
California
$246K +$23K +611 +11%
Bank of New York Mellon
159
Bank of New York Mellon
New York
$239K +$234K +6,200 New
IFAM
160
Institutional & Family Asset Management
Colorado
$235K -$59.6K -1,581 -21%
SEIA
161
Signature Estate & Investment Advisors
California
$233K +$229K +6,066 New
HHGA
162
Halbert Hargrove Global Advisors
California
$232K +$301 +8 +0.1%
V
163
Veritable
Delaware
$222K +$217K +5,750 New
PWM
164
Perigon Wealth Management
California
$219K -$41.4K -1,099 -16%
GW
165
GW & Wade
Massachusetts
$218K +$213K +5,657 New
RIG
166
Ramiah Investment Group
Wisconsin
$217K +$212K +5,618 New
TI
167
tru Independence
Oregon
$215K +$139K +3,691 +215%
T
168
TrueFG
Texas
$213K +$209K +5,536 New
REMPR
169
Roof Eidam Maycock Peralta (REMP)
California
$212K +$207K +5,500 New
ADL
170
Asset Dedication LLC
California
$202K -$9.04K -240 -4%
CAPTRUST Financial Advisors
171
CAPTRUST Financial Advisors
North Carolina
$196K +$64.4K +1,710 +51%
CFD
172
Creative Financial Designs
Indiana
$167K +$126K +3,335 +336%
LPIC
173
LeJeune Puetz Investment Counsel
Michigan
$160K +$156K +4,145 New
CWA
174
Carolina Wealth Advisors
South Carolina
$142K – – –
FCA
175
FinTrust Capital Advisors
South Carolina
$135K +$52.3K +1,388 +66%
5 6
7
8 9

ESML Hedge Fund Activity: Q1 2021 in Review

220 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware MSCI USA Small-Cap ETF (ESML) for Q1 2021, worth a combined $565M — up 48% from $381M a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new ESML positions and 7 closed out — a net gain of 46 holders — while 105 added to existing stakes and 34 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $49M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $3.62M sold.

  • 220 institutional investors held iShares ESG Aware MSCI USA Small-Cap ETF (ESML) as of Q1 2021, up from 177 in Q4 2020.
  • Funds reported $565M of iShares ESG Aware MSCI USA Small-Cap ETF stock for Q1 2021, up 48% quarter-over-quarter.
  • 53 funds opened new iShares ESG Aware MSCI USA Small-Cap ETF positions in Q1 2021 and 7 closed out, a net change of +46 holders.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF buyer in Q1 2021 was Envestnet Asset Management, an estimated $49M added.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF seller in Q1 2021 was Susquehanna International Group, an estimated $3.62M sold.

Based on aggregated 13F filings for Q1 2021.