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iShares ESG Aware MSCI USA Small-Cap ETF
ESML

141 hedge funds and large institutions have $274M invested in iShares ESG Aware MSCI USA Small-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 75 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 6

275% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 20

30% more capital invested

Capital invested by funds: $211M → $274M (+$63.2M)

16% more funds holding

Funds holding: 122 → 141 (+19)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.33% less ownership

Funds ownership: 71.05% → 70.73% (-0.33%)

Holders
141
Holders Change
+19
Holders Change %
+15.57%
% of All Funds
2.85%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
75
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FLPIM
F.L. Putnam Investment Management
Massachusetts
+$17.1M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$9.07M
3
Bank of America
Bank of America
North Carolina
+$5.26M
4
Ameriprise
Ameriprise
Minnesota
+$3.89M
5
Northern Trust
Northern Trust
Illinois
+$2.11M

Top Sellers

1
TRCT
Tower Research Capital (TRC)
New York
-$2.23M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.71M
3
CIAS
Capital Investment Advisory Services
North Carolina
-$314K
4
HGWM
Harvest Group Wealth Management
Massachusetts
-$284K
5
Citadel Advisors
Citadel Advisors
Florida
-$274K
Name Holding Trade Value Shares
Change 		Change in
Stake
PCG
126
Private Capital Group
Connecticut
$37K +$21.1K +798 +133%
Morgan Stanley
127
Morgan Stanley
New York
$32K – – –
HPC
128
HM Payson & Co
Maine
$27K – – –
TF
129
TimeScale Financial
Massachusetts
$22K +$53 +2 +0.2%
FCM
130
Firestone Capital Management
Florida
$22K +$5.79K +219 +37%
Northwestern Mutual Wealth Management
131
Northwestern Mutual Wealth Management
Wisconsin
$19K +$19.3K +729 New
LFG
132
LifePlan Financial Group
Ohio
$14K – – –
CAL
133
Capital Analysts LLC
Pennsylvania
$12K +$3.38K +128 +41%
RWG
134
Regal Wealth Group
California
$11K – – –
IWP
135
IAG Wealth Partners
Wisconsin
$10K – – –
LFG
136
Larson Financial Group
Missouri
$8K – – –
EIP
137
Ellis Investment Partners
Pennsylvania
$8K +$26 +1 +0.3%
NFG
138
Next Financial Group
Texas
$6K +$5.87K +222 New
FFC
139
Fure Financial Corporation
Minnesota
$2K +$2.51K +95 New
FCA
140
FinTrust Capital Advisors
South Carolina
$56 – – –
Susquehanna International Group
141
Susquehanna International Group
Pennsylvania
– -$1.71M -68,337 Closed
WR
142
Watson Rebecca
– -$125K -4,985 Closed
CAN
143
Cetera Advisor Networks
California
– -$92K -3,650 Closed
TI
144
tru Independence
Oregon
– -$42 -1,715 Closed
GC
145
Grace Capital
Massachusetts
– -$30K -1,200 Closed
PIMG
146
Patriot Investment Management Group
Tennessee
– -$4.89K -195 Closed
2 3 4 5
6

ESML Hedge Fund Activity: Q3 2020 in Review

141 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware MSCI USA Small-Cap ETF (ESML) for Q3 2020, worth a combined $274M — up 30% from $211M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new ESML positions and 6 closed out — a net gain of 20 holders — while 75 added to existing stakes and 20 trimmed.

The largest buyer was F.L. Putnam Investment Management, adding an estimated $17.1M. The largest seller was Tower Research Capital (TRC), cutting an estimated $2.23M.

  • 141 institutional investors held iShares ESG Aware MSCI USA Small-Cap ETF (ESML) as of Q3 2020, up from 122 in Q2 2020.
  • Funds reported $274M of iShares ESG Aware MSCI USA Small-Cap ETF stock for Q3 2020, up 30% quarter-over-quarter.
  • 26 funds opened new iShares ESG Aware MSCI USA Small-Cap ETF positions in Q3 2020 and 6 closed out, a net change of +20 holders.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF buyer in Q3 2020 was F.L. Putnam Investment Management, an estimated $17.1M added.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF seller in Q3 2020 was Tower Research Capital (TRC), an estimated $2.23M sold.

Based on aggregated 13F filings for Q3 2020.