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iShares ESG Aware MSCI USA Small-Cap ETF
ESML

141 hedge funds and large institutions have $274M invested in iShares ESG Aware MSCI USA Small-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 75 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 6

275% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 20

30% more capital invested

Capital invested by funds: $211M → $274M (+$63.2M)

16% more funds holding

Funds holding: 122 → 141 (+19)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.33% less ownership

Funds ownership: 71.05% → 70.73% (-0.33%)

Holders
141
Holders Change
+19
Holders Change %
+15.57%
% of All Funds
2.85%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
75
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FLPIM
F.L. Putnam Investment Management
Massachusetts
+$17.1M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$9.07M
3
Bank of America
Bank of America
North Carolina
+$5.26M
4
Ameriprise
Ameriprise
Minnesota
+$3.89M
5
Northern Trust
Northern Trust
Illinois
+$2.11M

Top Sellers

1
TRCT
Tower Research Capital (TRC)
New York
-$2.23M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.71M
3
CIAS
Capital Investment Advisory Services
North Carolina
-$314K
4
HGWM
Harvest Group Wealth Management
Massachusetts
-$284K
5
Citadel Advisors
Citadel Advisors
Florida
-$274K
Name Holding Trade Value Shares
Change 		Change in
Stake
TFO
101
Tarbox Family Office
California
$226K – – –
JMPWA
102
JP Morgan Private Wealth Advisors
California
$211K +$210K +7,951 New
SFO
103
Stokes Family Office
Louisiana
$208K -$95.2K -3,600 -31%
OPS
104
Orion Portfolio Solutions
Nebraska
$202K +$18.2K +687 +10%
EWA
105
ERTS Wealth Advisors
Michigan
$200K +$199K +7,526 New
IFAM
106
Institutional & Family Asset Management
Colorado
$181K -$2.04K -77 -1%
RCWMU
107
Rothschild & Co Wealth Management (UK)
United Kingdom
$173K +$86.1K +3,258 +100%
AssetMark Inc
108
AssetMark Inc
California
$155K -$89.7K -3,394 -37%
PFGIA
109
Patriot Financial Group Insurance Agency
Massachusetts
$152K +$58.4K +2,209 +62%
JFA
110
JNBA Financial Advisors
Minnesota
$143K +$9.25K +350 +7%
TRCT
111
Tower Research Capital (TRC)
New York
$115K -$2.23M -84,491 -95%
SPIA
112
Steward Partners Investment Advisory
New York
$104K +$3.04K +115 +3%
ADL
113
Asset Dedication LLC
California
$92K +$15.9K +600 +20%
CAPTRUST Financial Advisors
114
CAPTRUST Financial Advisors
North Carolina
$91K +$62.9K +2,380 +241%
CWA
115
Carolina Wealth Advisors
South Carolina
$91K +$66.4K +2,513 +271%
CFD
116
Creative Financial Designs
Indiana
$82K +$81.3K +3,075 New
BBA
117
Braun-Bostich & Associates
Pennsylvania
$81K – – –
IA
118
IFP Advisors
Florida
$75K +$5.79K +219 +8%
SWM
119
Sugarloaf Wealth Management
Georgia
$64K – – –
EI
120
Ellevest Inc
New York
$60K +$212 +8 +0.4%
PP
121
PrairieView Partners
Minnesota
$58K +$57.7K +2,184 New
VFA
122
Valeo Financial Advisors
Indiana
$55K +$159 +6 +0.3%
AF
123
Advisornet Financial
Minnesota
$46K +$27.9K +1,056 +160%
SIAS
124
Shine Investment Advisory Services
Colorado
$41K +$6.9K +261 +20%
CPW
125
Catalyst Private Wealth
California
$38K +$38K +1,437 New
2 3 4
5
6

ESML Hedge Fund Activity: Q3 2020 in Review

141 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware MSCI USA Small-Cap ETF (ESML) for Q3 2020, worth a combined $274M — up 30% from $211M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new ESML positions and 6 closed out — a net gain of 20 holders — while 75 added to existing stakes and 20 trimmed.

The largest buyer was F.L. Putnam Investment Management, adding an estimated $17.1M. The largest seller was Tower Research Capital (TRC), cutting an estimated $2.23M.

  • 141 institutional investors held iShares ESG Aware MSCI USA Small-Cap ETF (ESML) as of Q3 2020, up from 122 in Q2 2020.
  • Funds reported $274M of iShares ESG Aware MSCI USA Small-Cap ETF stock for Q3 2020, up 30% quarter-over-quarter.
  • 26 funds opened new iShares ESG Aware MSCI USA Small-Cap ETF positions in Q3 2020 and 6 closed out, a net change of +20 holders.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF buyer in Q3 2020 was F.L. Putnam Investment Management, an estimated $17.1M added.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF seller in Q3 2020 was Tower Research Capital (TRC), an estimated $2.23M sold.

Based on aggregated 13F filings for Q3 2020.