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iShares ESG Aware MSCI USA Small-Cap ETF
ESML

141 hedge funds and large institutions have $274M invested in iShares ESG Aware MSCI USA Small-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 75 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 6

275% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 20

30% more capital invested

Capital invested by funds: $211M → $274M (+$63.2M)

16% more funds holding

Funds holding: 122 → 141 (+19)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.33% less ownership

Funds ownership: 71.05% → 70.73% (-0.33%)

Holders
141
Holders Change
+19
Holders Change %
+15.57%
% of All Funds
2.85%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
75
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FLPIM
F.L. Putnam Investment Management
Massachusetts
+$17.1M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$9.07M
3
Bank of America
Bank of America
North Carolina
+$5.26M
4
Ameriprise
Ameriprise
Minnesota
+$3.89M
5
Northern Trust
Northern Trust
Illinois
+$2.11M

Top Sellers

1
TRCT
Tower Research Capital (TRC)
New York
-$2.23M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.71M
3
CIAS
Capital Investment Advisory Services
North Carolina
-$314K
4
HGWM
Harvest Group Wealth Management
Massachusetts
-$284K
5
Citadel Advisors
Citadel Advisors
Florida
-$274K
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
76
LPL Financial
California
$364K +$363K +13,735 New
WCFA
77
Walkner Condon Financial Advisors
Wisconsin
$360K +$359K +13,590 New
VCS
78
Vaughan & Co Securities
New Jersey
$356K – – –
EFSCE
79
Enterprise Financial Services Corp (EFSC)
Missouri
$353K +$352K +13,328 New
SFG
80
Sage Financial Group
Pennsylvania
$337K +$336K +12,694 New
PA
81
Paracle Advisors
Washington
$321K – – –
MAG
82
Mokosak Advisory Group
Iowa
$293K +$11.2K +424 +4%
BAM
83
Baldrige Asset Management
Pennsylvania
$284K -$3.94K -149 -1%
DWT
84
Dorsey & Whitney Trust
South Dakota
$283K +$26.4K +1,000 +10%
TC
85
Trilogy Capital
California
$280K +$59K +2,232 +27%
FANJ
86
Financial Architects (New Jersey)
New Jersey
$277K – – –
BFA
87
Bragg Financial Advisors
North Carolina
$267K +$5.29K +200 +2%
BSWM
88
Boston Standard Wealth Management
Massachusetts
$264K +$18.4K +695 +8%
PGA
89
Portland Global Advisors
Maine
$263K – – –
PFA
90
Pathway Financial Advisors
Vermont
$261K +$257K +9,716 New
MM
91
Main Management
California
$260K – – –
APW
92
Austin Private Wealth
Texas
$258K +$257K +9,736 New
EPP
93
ETF Portfolio Partners
Kansas
$252K -$8.46K -320 -3%
CIC
94
Cornercap Investment Counsel
Georgia
$249K +$248K +9,388 New
CFG
95
Citizens Financial Group
Rhode Island
$248K +$239K +9,027 +6,494%
MCM
96
Maryland Capital Management
Maryland
$244K +$243K +9,200 New
AA
97
Alesco Advisors
New York
$239K +$239K +9,025 New
HHGA
98
Halbert Hargrove Global Advisors
California
$229K +$4.07K +154 +2%
LNC
99
Lincoln National Corp
Pennsylvania
$228K -$42.8K -1,618 -16%
Prudential Financial
100
Prudential Financial
New Jersey
$227K +$226K +8,556 New
2 3
4
5 6

ESML Hedge Fund Activity: Q3 2020 in Review

141 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware MSCI USA Small-Cap ETF (ESML) for Q3 2020, worth a combined $274M — up 30% from $211M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new ESML positions and 6 closed out — a net gain of 20 holders — while 75 added to existing stakes and 20 trimmed.

The largest buyer was F.L. Putnam Investment Management, adding an estimated $17.1M. The largest seller was Tower Research Capital (TRC), cutting an estimated $2.23M.

  • 141 institutional investors held iShares ESG Aware MSCI USA Small-Cap ETF (ESML) as of Q3 2020, up from 122 in Q2 2020.
  • Funds reported $274M of iShares ESG Aware MSCI USA Small-Cap ETF stock for Q3 2020, up 30% quarter-over-quarter.
  • 26 funds opened new iShares ESG Aware MSCI USA Small-Cap ETF positions in Q3 2020 and 6 closed out, a net change of +20 holders.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF buyer in Q3 2020 was F.L. Putnam Investment Management, an estimated $17.1M added.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF seller in Q3 2020 was Tower Research Capital (TRC), an estimated $2.23M sold.

Based on aggregated 13F filings for Q3 2020.