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iShares ESG Aware MSCI USA Small-Cap ETF
ESML

141 hedge funds and large institutions have $274M invested in iShares ESG Aware MSCI USA Small-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 75 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 6

275% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 20

30% more capital invested

Capital invested by funds: $211M → $274M (+$63.2M)

16% more funds holding

Funds holding: 122 → 141 (+19)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.33% less ownership

Funds ownership: 71.05% → 70.73% (-0.33%)

Holders
141
Holders Change
+19
Holders Change %
+15.57%
% of All Funds
2.85%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
75
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FLPIM
F.L. Putnam Investment Management
Massachusetts
+$17.1M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$9.07M
3
Bank of America
Bank of America
North Carolina
+$5.26M
4
Ameriprise
Ameriprise
Minnesota
+$3.89M
5
Northern Trust
Northern Trust
Illinois
+$2.11M

Top Sellers

1
TRCT
Tower Research Capital (TRC)
New York
-$2.23M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.71M
3
CIAS
Capital Investment Advisory Services
North Carolina
-$314K
4
HGWM
Harvest Group Wealth Management
Massachusetts
-$284K
5
Citadel Advisors
Citadel Advisors
Florida
-$274K
Name Holding Trade Value Shares
Change 		Change in
Stake
GC
51
Grimes & Company
Massachusetts
$615K -$113K -4,291 -16%
RZH
52
Relyea Zuckerberg Hanson
Connecticut
$608K +$40.9K +1,546 +8%
SFS
53
Sowell Financial Services
Arkansas
$597K +$3.91K +148 +0.7%
BWM
54
Baystate Wealth Management
Massachusetts
$588K +$80.2K +3,032 +16%
AIA
55
Ally Invest Advisors
North Carolina
$578K +$232K +8,759 +67%
Citadel Advisors
56
Citadel Advisors
Florida
$490K -$274K -10,367 -36%
SBSB
57
Sullivan, Bruyette, Speros & Blaney
Virginia
$476K -$12.9K -489 -3%
WCWM
58
Willow Creek Wealth Management
California
$474K -$43K -1,625 -8%
AP
59
Adero Partners
California
$470K +$468K +17,710 New
VCM
60
Vision Capital Management
Oregon
$466K +$820 +31 +0.2%
HR
61
Hardy Reed
Mississippi
$466K +$23.7K +897 +5%
HGWM
62
Horst & Graben Wealth Management
Oregon
$454K +$453K +17,127 New
EH
63
Equitable Holdings
New York
$446K +$74.3K +2,812 +20%
PCA
64
Personal Capital Advisors
California
$436K +$108K +4,085 +33%
PA
65
Parallel Advisors
California
$426K – – –
AAM
66
Autus Asset Management
Arizona
$421K +$42.2K +1,597 +11%
CWM
67
Cranbrook Wealth Management
Michigan
$412K +$21.2K +802 +5%
HTC
68
Haverford Trust Company
Pennsylvania
$411K +$409K +15,480 New
Truist Financial
69
Truist Financial
North Carolina
$401K -$153K -5,779 -28%
Franklin Resources
70
Franklin Resources
California
$393K -$5.26K -199 -1%
TIA
71
Traphagen Investment Advisors
New Jersey
$384K +$133K +5,037 New
LA
72
LVW Advisors
New York
$379K +$10.8K +409 +3%
FWCM
73
Ferguson Wellman Capital Management
Oregon
$378K +$110K +4,158 +41%
AIP
74
Ameritas Investment Partners
Nebraska
$371K +$18.9K +715 +5%
WAP
75
Wealthcare Advisory Partners
Pennsylvania
$365K +$364K +13,780 New
1 2
3
4 5

ESML Hedge Fund Activity: Q3 2020 in Review

141 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware MSCI USA Small-Cap ETF (ESML) for Q3 2020, worth a combined $274M — up 30% from $211M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new ESML positions and 6 closed out — a net gain of 20 holders — while 75 added to existing stakes and 20 trimmed.

The largest buyer was F.L. Putnam Investment Management, adding an estimated $17.1M. The largest seller was Tower Research Capital (TRC), cutting an estimated $2.23M.

  • 141 institutional investors held iShares ESG Aware MSCI USA Small-Cap ETF (ESML) as of Q3 2020, up from 122 in Q2 2020.
  • Funds reported $274M of iShares ESG Aware MSCI USA Small-Cap ETF stock for Q3 2020, up 30% quarter-over-quarter.
  • 26 funds opened new iShares ESG Aware MSCI USA Small-Cap ETF positions in Q3 2020 and 6 closed out, a net change of +20 holders.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF buyer in Q3 2020 was F.L. Putnam Investment Management, an estimated $17.1M added.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF seller in Q3 2020 was Tower Research Capital (TRC), an estimated $2.23M sold.

Based on aggregated 13F filings for Q3 2020.