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iShares ESG Aware MSCI USA Small-Cap ETF
ESML

141 hedge funds and large institutions have $274M invested in iShares ESG Aware MSCI USA Small-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 75 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 6

275% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 20

30% more capital invested

Capital invested by funds: $211M → $274M (+$63.2M)

16% more funds holding

Funds holding: 122 → 141 (+19)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.33% less ownership

Funds ownership: 71.05% → 70.73% (-0.33%)

Holders
141
Holders Change
+19
Holders Change %
+15.57%
% of All Funds
2.85%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
75
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FLPIM
F.L. Putnam Investment Management
Massachusetts
+$17.1M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$9.07M
3
Bank of America
Bank of America
North Carolina
+$5.26M
4
Ameriprise
Ameriprise
Minnesota
+$3.89M
5
Northern Trust
Northern Trust
Illinois
+$2.11M

Top Sellers

1
TRCT
Tower Research Capital (TRC)
New York
-$2.23M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.71M
3
CIAS
Capital Investment Advisory Services
North Carolina
-$314K
4
HGWM
Harvest Group Wealth Management
Massachusetts
-$284K
5
Citadel Advisors
Citadel Advisors
Florida
-$274K
Name Holding Trade Value Shares
Change 		Change in
Stake
BIAS
26
Beacon Investment Advisory Services
New Jersey
$1.67M +$1.67M +62,998 New
MML Investors Services
27
MML Investors Services
Massachusetts
$1.64M +$503K +19,039 +45%
RFWA
28
RPg Family Wealth Advisory
Massachusetts
$1.63M +$165K +6,229 +11%
GI
29
Gradient Investments
Minnesota
$1.54M +$109K +4,116 +8%
SEI Investments
30
SEI Investments
Pennsylvania
$1.44M +$721K +27,280 +101%
BEC
31
Blue Edge Capital
Virginia
$1.32M +$35K +1,322 +3%
PA
32
Parkside Advisors
California
$1.28M +$462K +17,486 +57%
ACA
33
Affinity Capital Advisors
California
$1.27M +$280K +10,599 +28%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$1.03M +$514K +19,459 +100%
Stifel Financial
35
Stifel Financial
Missouri
$1.01M +$188K +7,129 +23%
SA
36
Stewardship Advisors
Pennsylvania
$1M -$126K -4,768 -12%
MIS
37
Morningstar Investment Services
Illinois
$990K +$101K +3,835 +11%
WT
38
Whittier Trust
California
$969K – – –
BFA
39
Bluestem Financial Advisors
Illinois
$942K +$612K +23,156 +187%
RWP
40
RWA Wealth Partners
Massachusetts
$941K -$5.63K -213 -0.6%
CAG
41
Crestwood Advisors Group
Massachusetts
$929K +$239K +9,025 +35%
CIAS
42
Capital Investment Advisory Services
North Carolina
$792K -$314K -11,864 -28%
PAS
43
Park Avenue Securities
New York
$787K +$315K +11,923 +67%
WP
44
WealthSource Partners
California
$786K +$234K +8,852 +43%
LGWM
45
Litman Gregory Wealth Management
California
$737K +$108K +4,086 +17%
ASN
46
Advisory Services Network
Georgia
$689K +$318K +12,046 +86%
5L
47
55I LLC
Massachusetts
$683K +$140K +5,290 +26%
BCI
48
Brinker Capital Investments
Pennsylvania
$683K +$681K +25,773 New
SC
49
Savant Capital
Illinois
$678K +$177K +6,695 +35%
Mercer Global Advisors
50
Mercer Global Advisors
Colorado
$636K +$634K +23,964 New
1
2
3 4 5

ESML Hedge Fund Activity: Q3 2020 in Review

141 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares ESG Aware MSCI USA Small-Cap ETF (ESML) for Q3 2020, worth a combined $274M — up 30% from $211M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new ESML positions and 6 closed out — a net gain of 20 holders — while 75 added to existing stakes and 20 trimmed.

The largest buyer was F.L. Putnam Investment Management, adding an estimated $17.1M. The largest seller was Tower Research Capital (TRC), cutting an estimated $2.23M.

  • 141 institutional investors held iShares ESG Aware MSCI USA Small-Cap ETF (ESML) as of Q3 2020, up from 122 in Q2 2020.
  • Funds reported $274M of iShares ESG Aware MSCI USA Small-Cap ETF stock for Q3 2020, up 30% quarter-over-quarter.
  • 26 funds opened new iShares ESG Aware MSCI USA Small-Cap ETF positions in Q3 2020 and 6 closed out, a net change of +20 holders.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF buyer in Q3 2020 was F.L. Putnam Investment Management, an estimated $17.1M added.
  • The largest iShares ESG Aware MSCI USA Small-Cap ETF seller in Q3 2020 was Tower Research Capital (TRC), an estimated $2.23M sold.

Based on aggregated 13F filings for Q3 2020.