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EFR

Eaton Vance Senior Floating-Rate Fund
EFR

94 hedge funds and large institutions have $105M invested in Eaton Vance Senior Floating-Rate Fund in 2018 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 26 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 10

13% more funds holding

Funds holding: 83 → 94 (+11)

2.73% more ownership

Funds ownership: 19.89% → 22.63% (+2.7%)

4% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 25

2% more capital invested

Capital invested by funds: $103M → $105M (+$1.65M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
94
Holders Change
+11
Holders Change %
+13.25%
% of All Funds
2.09%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
22
Increased
26
Reduced
25
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$10.3M
2
Goldman Sachs
Goldman Sachs
New York
+$6.53M
3
CRC
Curi RMB Capital
Illinois
+$3.92M
4
WAM
Wolverine Asset Management
Illinois
+$1.22M
5
LCM
Landscape Capital Management
New Jersey
+$1.09M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$2.83M
2
CS
Comerica Securities
Michigan
-$2.8M
3
NMC
Nine Masts Capital
Hong Kong
-$2.46M
4
Morgan Stanley
Morgan Stanley
New York
-$1.98M
5
GC
Guggenheim Capital
Illinois
-$1.67M
Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
51
Sit Investment Associates
Minnesota
$276K +$294K +22,000 New
UCFA
52
United Capital Financial Advisors
Texas
$269K -$921K -68,890 -76%
HCM
53
Highlander Capital Management
New Jersey
$258K -$76.2K -5,700 -22%
LPL Financial
54
LPL Financial
California
$258K -$42.3K -3,168 -13%
SSB
55
Sandy Spring Bank
Maryland
$257K – – –
HK
56
Horizon Kinetics
New York
$256K – – –
Susquehanna International Group
57
Susquehanna International Group
Pennsylvania
$234K +$46.9K +3,513 +23%
SWP
58
Stratos Wealth Partners
Ohio
$227K – – –
PAS
59
Park Avenue Securities
New York
$212K +$6.39K +478 +3%
PAG
60
Private Advisor Group
New Jersey
$199K -$18K -1,345 -8%
RCM
61
Robinson Capital Management
Michigan
$198K +$211K +15,775 New
Carson Wealth (CWM LLC)
62
Carson Wealth (CWM LLC)
Nebraska
$198K +$211K +15,797 New
DAS
63
Dynamic Advisor Solutions
Arizona
$191K +$6.68K +500 +4%
SPC
64
Sigma Planning Corp
Michigan
$187K -$1.42K -106 -0.7%
Jane Street
65
Jane Street
New York
$184K +$196K +14,688 New
TFCP
66
Twin Focus Capital Partners
Massachusetts
$176K – – –
MAFM
67
Mid Atlantic Financial Management
Pennsylvania
$171K +$182K +13,650 New
Citigroup
68
Citigroup
New York
$147K -$32.2K -2,410 -17%
SC
69
Scotia Capital
Ontario, Canada
$135K -$6.33K -474 -4%
BTS
70
BB&T Securities
Virginia
$130K – – –
AGM
71
Alpine Global Management
New York
$129K +$137K +10,247 New
AIS
72
Accurate Investment Solutions
Pennsylvania
$103K – – –
OIA
73
Optimum Investment Advisors
Illinois
$91K +$18.7K +1,400 +24%
WT
74
Whittier Trust
California
$70K – – –
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
$42K – – –
1 2
3
4 5

EFR Hedge Fund Activity: Q4 2018 in Review

94 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q4 2018, worth a combined $105M — up 1.6% from $103M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new EFR positions and 10 closed out — a net gain of 12 holders — while 26 added to existing stakes and 25 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $10.3M. The largest seller was Bank of America, cutting an estimated $2.83M.

  • 94 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q4 2018, up from 83 in Q3 2018.
  • Funds reported $105M of Eaton Vance Senior Floating-Rate Fund stock for Q4 2018, up 1.6% quarter-over-quarter.
  • 22 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q4 2018 and 10 closed out, a net change of +12 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q4 2018 was Rivernorth Capital Management, an estimated $10.3M added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q4 2018 was Bank of America, an estimated $2.83M sold.

Based on aggregated 13F filings for Q4 2018.