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EFR

Eaton Vance Senior Floating-Rate Fund
EFR

68 hedge funds and large institutions have $96M invested in Eaton Vance Senior Floating-Rate Fund in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 23 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 19

12% more capital invested

Capital invested by funds: $86M → $96M (+$10M)

2.78% more ownership

Funds ownership: 16.86% → 19.65% (+2.8%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less funds holding

Funds holding: 71 → 68 (-3)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
68
Holders Change
-3
Holders Change %
-4.23%
% of All Funds
1.9%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
23
Reduced
19
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
+$20.1M
2
UCFA
United Capital Financial Advisors
Texas
+$459K
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$360K
4
Ameriprise
Ameriprise
Minnesota
+$350K
5
WPC
White Pine Capital
Minnesota
+$293K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$1.38M
2
UBS Group
UBS Group
Switzerland
-$809K
3
HK
Horizon Kinetics
New York
-$451K
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$369K
5
CI
CAZ Investments
Texas
-$317K
Name Holding Trade Value Shares
Change 		Change in
Stake
SC
51
Scotia Capital
Ontario, Canada
$140K -$574 -42 -0.4%
Citigroup
52
Citigroup
New York
$113K +$6.2K +454 +6%
AIG
53
American International Group
New York
$103K +$22.5K +1,649 +27%
WT
54
Whittier Trust
California
$74K – – –
HCM
55
Highlander Capital Management
New Jersey
$52K -$6.83K -500 -11%
DLHL
56
Donald L. Hagan LLC
Florida
$46K +$47.8K +3,500 New
BCM
57
Brookstone Capital Management
Illinois
$40K – – –
PNC Financial Services Group
58
PNC Financial Services Group
Pennsylvania
$35K -$20.4K -1,492 -36%
LNB
59
Ledyard National Bank
$30K – – –
MFS
60
MSI Financial Services
Massachusetts
$27K +$1.74K +127 +7%
BKA
61
Brick & Kyle Associates
Pennsylvania
$23K – – –
US Bancorp
62
US Bancorp
Minnesota
$21K – – –
AWM
63
Avior Wealth Management
Nebraska
$20K – – –
Creative Planning
64
Creative Planning
Kansas
$15K +$15K +1,100 New
HI
65
Hudock Inc
Pennsylvania
$13K – – –
WIC
66
Woodmont Investment Counsel
Tennessee
$13K – – –
WTB
67
Washington Trust Bank
Washington
$11K – – –
WEC
68
Winslow Evans & Crocker
Massachusetts
$2.64K – – –
CI
69
CAZ Investments
Texas
– -$317K -23,034 Closed
SB
70
Suntrust Banks
Georgia
– -$218K -15,862 Closed
Stifel Financial
71
Stifel Financial
Missouri
– -$172K -12,500 Closed
ICAS
72
Investors Capital Advisory Services
Massachusetts
– -$157K -11,439 Closed
TRCT
73
Tower Research Capital (TRC)
New York
– -$99K -7,200 Closed
HW
74
Hedeker Wealth
Illinois
– -$1K -100 Closed
Northwestern Mutual Wealth Management
75
Northwestern Mutual Wealth Management
Wisconsin
– +$137 +10 +67%
1 2
3

EFR Hedge Fund Activity: Q3 2015 in Review

68 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q3 2015, worth a combined $96M — up 12% from $86M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of EFR and 4 opened new positions — a net loss of 2 holders — while 19 trimmed existing stakes and 23 added.

The largest buyer was Baillie Gifford & Co, opening a new position worth an estimated $20.1M. The largest seller was LPL Financial, cutting an estimated $1.38M.

  • 68 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q3 2015, down from 71 in Q2 2015.
  • Funds reported $96M of Eaton Vance Senior Floating-Rate Fund stock for Q3 2015, up 12% quarter-over-quarter.
  • 4 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q3 2015 and 6 closed out, a net change of -2 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q3 2015 was Baillie Gifford & Co, an estimated $20.1M added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q3 2015 was LPL Financial, an estimated $1.38M sold.

Based on aggregated 13F filings for Q3 2015.