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EFR

Eaton Vance Senior Floating-Rate Fund
EFR

77 hedge funds and large institutions have $83.4M invested in Eaton Vance Senior Floating-Rate Fund in 2014 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 22 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

13% more funds holding

Funds holding: 68 → 77 (+9)

5% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 21

0.44% more ownership

Funds ownership: 16.63% → 17.08% (+0.44%)

7% less capital invested

Capital invested by funds: $90.2M → $83.4M (-$6.76M)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
77
Holders Change
+9
Holders Change %
+13.24%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
17
Increased
22
Reduced
21
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.88M
2
MIG
Mariner Investment Group
New York
+$2.09M
3
Invesco
Invesco
Georgia
+$1.65M
4
TAM
Trust Asset Management
Texas
+$1.6M
5
SG Americas Securities
SG Americas Securities
New York
+$912K

Top Sellers

Rank Fund Capital Flow
1
RCA
Restructuring Capital Associates
Connecticut
-$4.98M
2
GC
Guggenheim Capital
Illinois
-$1.67M
3
UCFA
United Capital Financial Advisors
Texas
-$573K
4
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$527K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$500K
Name Holding Trade Value Shares
Change 		Change in
Stake
FA
51
Financial Advantage
Maryland
$169K – – –
SRC
52
Shufro Rose & Co
New York
$168K +$14K +1,000 +9%
SPC
53
Sigma Planning Corp
Michigan
$161K +$165K +11,788 New
BFIM
54
Beese Fulmer Investment Management
Ohio
$159K -$73.5K -5,250 -31%
OA
55
Oxbow Advisors
Texas
$157K – – –
SC
56
Scotia Capital
Ontario, Canada
$150K – – –
Goldman Sachs
57
Goldman Sachs
New York
$139K +$142K +10,132 New
Citigroup
58
Citigroup
New York
$132K +$8.32K +595 +7%
HCM
59
Highlander Capital Management
New Jersey
$89K +$90.9K +6,500 New
AIG
60
American International Group
New York
$89K – – –
WT
61
Whittier Trust
California
$77K – – –
LNB
62
Ledyard National Bank
$31K – – –
Creative Planning
63
Creative Planning
Kansas
$29K +$28K +2,000 +2,000%
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$27K -$8.39K -600 -23%
BKA
65
Brick & Kyle Associates
Pennsylvania
$24K +$24.5K +1,750 New
CAPTRUST Financial Advisors
66
CAPTRUST Financial Advisors
North Carolina
$22K +$22.6K +1,615 New
AWM
67
Avior Wealth Management
Nebraska
$21K -$37.1K -2,650 -64%
US Bancorp
68
US Bancorp
Minnesota
$21K – – –
HI
69
Hudock Inc
Pennsylvania
$14K – – –
CHC
70
City Holding Co
West Virginia
$14K +$14K +1,000 New
CMO
71
Covenant Multifamily Offices
Texas
$13K – – –
NES
72
New England Securities
New York
$12K – – –
NPC
73
National Planning Corporation
California
$5.4K +$5.6K +400 New
BCC
74
Bain Capital Credit
Massachusetts
$4.48K +$706K +50,495 +18%
MFS
75
MSI Financial Services
Massachusetts
$4K – – –
1 2
3
4

EFR Hedge Fund Activity: Q4 2014 in Review

77 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q4 2014, worth a combined $83.4M — down 7.5% from $90.2M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new EFR positions and 6 closed out — a net gain of 11 holders — while 22 added to existing stakes and 21 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.88M. The largest seller was Restructuring Capital Associates, cutting an estimated $4.98M.

  • 77 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q4 2014, up from 68 in Q3 2014.
  • Funds reported $83.4M of Eaton Vance Senior Floating-Rate Fund stock for Q4 2014, down 7.5% quarter-over-quarter.
  • 17 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q4 2014 and 6 closed out, a net change of +11 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q4 2014 was Morgan Stanley, an estimated $2.88M added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q4 2014 was Restructuring Capital Associates, an estimated $4.98M sold.

Based on aggregated 13F filings for Q4 2014.