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EFR

Eaton Vance Senior Floating-Rate Fund
EFR

77 hedge funds and large institutions have $83.4M invested in Eaton Vance Senior Floating-Rate Fund in 2014 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 22 increasing their positions, 21 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

13% more funds holding

Funds holding: 68 → 77 (+9)

5% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 21

0.44% more ownership

Funds ownership: 16.63% → 17.08% (+0.44%)

7% less capital invested

Capital invested by funds: $90.2M → $83.4M (-$6.76M)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
77
Holders Change
+9
Holders Change %
+13.24%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
17
Increased
22
Reduced
21
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.88M
2
MIG
Mariner Investment Group
New York
+$2.09M
3
Invesco
Invesco
Georgia
+$1.65M
4
TAM
Trust Asset Management
Texas
+$1.6M
5
SG Americas Securities
SG Americas Securities
New York
+$912K

Top Sellers

Rank Fund Capital Flow
1
RCA
Restructuring Capital Associates
Connecticut
-$4.98M
2
GC
Guggenheim Capital
Illinois
-$1.67M
3
UCFA
United Capital Financial Advisors
Texas
-$573K
4
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$527K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$500K
Name Holding Trade Value Shares
Change 		Change in
Stake
CIA
26
Capital Investment Advisors
Georgia
$735K +$21K +1,504 +3%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$690K +$143K +10,189 +25%
LCM
28
Laurion Capital Management
New York
$688K +$704K +50,289 New
DC
29
Davenport & Co
Virginia
$619K -$102K -7,265 -14%
Deutsche Bank
30
Deutsche Bank
Germany
$591K -$2.87K -205 -0.5%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$501K -$208K -14,894 -29%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$455K – – –
B
33
Baird
Wisconsin
$423K +$7.22K +516 +2%
RCM
34
Rivernorth Capital Management
Florida
$417K +$426K +30,437 New
M&T Bank
35
M&T Bank
New York
$394K -$206K -14,716 -34%
RPA
36
Rock Point Advisors
Vermont
$374K +$182K +12,990 +90%
11A
37
10-15 Associates
New York
$369K +$53.5K +3,825 +16%
Cohen & Steers
38
Cohen & Steers
New York
$366K – – –
CI
39
CAZ Investments
Texas
$340K +$347K +24,824 New
SKK
40
Shepherd Kaplan Krochuk
Massachusetts
$334K – – –
PAG
41
Private Advisor Group
New Jersey
$318K -$4.48K -320 -1%
VKH
42
Virtu KCG Holdings
New York
$295K +$137K +9,789 +83%
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$265K +$37.8K +2,700 +16%
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$252K -$55.4K -3,961 -18%
DA
45
Doliver Advisors
Texas
$228K +$233K +16,673 New
WA
46
WFG Advisors
Texas
$215K +$56K +4,000 +34%
YP
47
Yellowstone Partners
Idaho
$203K +$462 +33 +0.2%
SGAM
48
Steinberg Global Asset Management
Florida
$198K -$142K -10,123 -41%
AQR Capital Management
49
AQR Capital Management
Connecticut
$188K +$192K +13,706 New
BA
50
Boston Advisors
Massachusetts
$183K +$187K +13,390 New
1
2
3 4

EFR Hedge Fund Activity: Q4 2014 in Review

77 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q4 2014, worth a combined $83.4M — down 7.5% from $90.2M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new EFR positions and 6 closed out — a net gain of 11 holders — while 22 added to existing stakes and 21 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.88M. The largest seller was Restructuring Capital Associates, cutting an estimated $4.98M.

  • 77 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q4 2014, up from 68 in Q3 2014.
  • Funds reported $83.4M of Eaton Vance Senior Floating-Rate Fund stock for Q4 2014, down 7.5% quarter-over-quarter.
  • 17 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q4 2014 and 6 closed out, a net change of +11 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q4 2014 was Morgan Stanley, an estimated $2.88M added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q4 2014 was Restructuring Capital Associates, an estimated $4.98M sold.

Based on aggregated 13F filings for Q4 2014.