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EFR

Eaton Vance Senior Floating-Rate Fund
EFR

64 hedge funds and large institutions have $69.1M invested in Eaton Vance Senior Floating-Rate Fund in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 20 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

10% more funds holding

Funds holding: 58 → 64 (+6)

8% more capital invested

Capital invested by funds: $64M → $69.1M (+$5.07M)

1.18% more ownership

Funds ownership: 11.13% → 12.32% (+1.2%)

0% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 20

Holders
64
Holders Change
+6
Holders Change %
+10.34%
% of All Funds
1.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
20
Reduced
20
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCA
Restructuring Capital Associates
Connecticut
+$4.8M
2
OHA
Oak Hill Advisors
New York
+$2.02M
3
PP
Paloma Partners
Connecticut
+$1.15M
4
Invesco
Invesco
Georgia
+$1.06M
5
Citigroup
Citigroup
New York
+$443K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$1.48M
2
GC
Guggenheim Capital
Illinois
-$1.21M
3
AR
Advisory Research
Illinois
-$736K
4
Wells Fargo
Wells Fargo
California
-$729K
5
LPL Financial
LPL Financial
California
-$513K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cohen & Steers
26
Cohen & Steers
New York
$544K -$159K -10,357 -22%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$515K -$89.7K -5,841 -15%
PAG
28
Private Advisor Group
New Jersey
$489K +$499K +32,500 New
SIA
29
SeaBridge Investment Advisors
New Jersey
$471K -$15.4K -1,000 -3%
Deutsche Bank
30
Deutsche Bank
Germany
$439K +$244K +15,890 +119%
WAM
31
Weiss Asset Management
Massachusetts
$399K +$407K +26,521 New
AI
32
Atria Investments
North Carolina
$385K +$63.9K +4,162 +19%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$382K -$36.2K -2,355 -8%
SKK
34
Shepherd Kaplan Krochuk
Massachusetts
$366K – – –
SGAM
35
Steinberg Global Asset Management
Florida
$365K +$1.54K +100 +0.4%
SG Americas Securities
36
SG Americas Securities
New York
$347K +$354K +23,021 New
BFIM
37
Beese Fulmer Investment Management
Ohio
$291K +$3.84K +250 +1%
WAM
38
Wolverine Asset Management
Illinois
$258K +$251K +16,332 +2,026%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$239K +$17.6K +1,147 +8%
11A
40
10-15 Associates
New York
$237K +$6.14K +400 +3%
V
41
Veritable
Delaware
$233K -$201K -13,100 -46%
CAPTRUST Financial Advisors
42
CAPTRUST Financial Advisors
North Carolina
$228K +$207K +13,500 +836%
YP
43
Yellowstone Partners
Idaho
$211K +$215K +14,007 New
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$189K -$30.5K -1,986 -14%
AIG
45
American International Group
New York
$188K -$9.21K -600 -5%
FA
46
Financial Advantage
Maryland
$186K – – –
SC
47
Scotia Capital
Ontario, Canada
$164K – – –
WS
48
Wedbush Securities
California
$164K +$4.61K +300 +3%
WT
49
Whittier Trust
California
$84K – – –
Creative Planning
50
Creative Planning
Kansas
$70K -$13.9K -908 -16%
1
2
3

EFR Hedge Fund Activity: Q4 2013 in Review

64 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q4 2013, worth a combined $69.1M — up 7.9% from $64M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new EFR positions and 7 closed out — a net gain of 6 holders — while 20 added to existing stakes and 20 trimmed.

The largest buyer was Restructuring Capital Associates, opening a new position worth an estimated $4.8M. The largest seller was Morgan Stanley, cutting an estimated $1.48M.

  • 64 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q4 2013, up from 58 in Q3 2013.
  • Funds reported $69.1M of Eaton Vance Senior Floating-Rate Fund stock for Q4 2013, up 7.9% quarter-over-quarter.
  • 13 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q4 2013 and 7 closed out, a net change of +6 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q4 2013 was Restructuring Capital Associates, an estimated $4.8M added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q4 2013 was Morgan Stanley, an estimated $1.48M sold.

Based on aggregated 13F filings for Q4 2013.