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ALPS Emerging Sector Dividend Dogs ETF

14 hedge funds and large institutions have $11.1M invested in ALPS Emerging Sector Dividend Dogs ETF in 2019 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.82% less ownership

Funds ownership: 40.29%34.47% (-5.8%)

9% less capital invested

Capital invested by funds: $12.2M → $11.1M (-$1.09M)

13% less funds holding

Funds holding: 1614 (-2)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 2

Holders
14
Holders Change
-2
Holders Change %
-12.5%
% of All Funds
0.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
5
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5M +$280K +12,736 +6%
Bank of America
2
Bank of America
North Carolina
$2.07M +$58K +2,637 +3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$843K -$16.8K -766 -2%
CS
4
Credit Suisse
Switzerland
$730K -$256K -11,650 -26%
Jane Street
5
Jane Street
New York
$615K -$620K -28,206 -50%
CA
6
Calton & Associates
Florida
$578K +$54.2K +2,465 +10%
Citadel Advisors
7
Citadel Advisors
Florida
$474K -$661K -30,064 -58%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$318K -$486K -22,084 -60%
UBS Group
9
UBS Group
Switzerland
$273K +$78.7K +3,580 +39%
AG
10
Advisor Group
Arizona
$97K -$4.84K -220 -5%
IFAM
11
Institutional & Family Asset Management
Colorado
$83K -$1.41K -64 -2%
Citigroup
12
Citigroup
New York
$11K -$11K -500 -50%
ADL
13
Asset Dedication LLC
California
$7K +$3.78K +172 +111%
RJA
14
Raymond James & Associates
Florida
-$227K -11,263 Closed
AF
15
Advisornet Financial
Minnesota
-$82K -4,067 Closed

EDOG Hedge Fund Activity: Q1 2019 in Review

14 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in ALPS Emerging Sector Dividend Dogs ETF (EDOG) for Q1 2019, worth a combined $11.1M — down 8.9% from $12.2M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of EDOG and 0 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 5 added.

The largest buyer was Morgan Stanley, adding an estimated $280K. The largest seller was Citadel Advisors, cutting an estimated $661K.

  • 14 institutional investors held ALPS Emerging Sector Dividend Dogs ETF (EDOG) as of Q1 2019, down from 16 in Q4 2018.
  • Funds reported $11.1M of ALPS Emerging Sector Dividend Dogs ETF stock for Q1 2019, down 8.9% quarter-over-quarter.
  • 0 funds opened new ALPS Emerging Sector Dividend Dogs ETF positions in Q1 2019 and 2 closed out, a net change of -2 holders.
  • The largest ALPS Emerging Sector Dividend Dogs ETF buyer in Q1 2019 was Morgan Stanley, an estimated $280K added.
  • The largest ALPS Emerging Sector Dividend Dogs ETF seller in Q1 2019 was Citadel Advisors, an estimated $661K sold.

Based on aggregated 13F filings for Q1 2019.