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ALPS Emerging Sector Dividend Dogs ETF

22 hedge funds and large institutions have $14.4M invested in ALPS Emerging Sector Dividend Dogs ETF in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

5% more funds holding

Funds holding: 2122 (+1)

0.17% more ownership

Funds ownership: 40.07%40.24% (+0.17%)

2% less capital invested

Capital invested by funds: $14.6M → $14.4M (-$227K)

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.81M -$175K -8,142 -3%
Bank of America
2
Bank of America
North Carolina
$3.48M -$1.34M -62,363 -27%
Jane Street
3
Jane Street
New York
$1.13M +$458K +21,298 +65%
Citadel Advisors
4
Citadel Advisors
Florida
$843K +$275K +12,790 +47%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$747K +$653K +30,354 +580%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$517K +$138K +6,402 +35%
LPL Financial
7
LPL Financial
California
$430K +$188K +8,723 +74%
CA
8
Calton & Associates
Florida
$399K +$115K +5,337 +39%
Ameriprise
9
Ameriprise
Minnesota
$288K -$168K -7,810 -36%
UBS Group
10
UBS Group
Switzerland
$229K +$47.5K +2,206 +25%
CS
11
Credit Suisse
Switzerland
$204K -$10.2K -474 -5%
AG
12
Advisor Group
Arizona
$124K -$796 -37 -0.6%
IFAM
13
Institutional & Family Asset Management
Colorado
$57K -$732 -34 -1%
Fifth Third Bancorp
14
Fifth Third Bancorp
Ohio
$37K +$38K +1,764 New
Citigroup
15
Citigroup
New York
$21K
S
16
SignatureFD
Georgia
$16K +$16.9K +784 New
SPIA
17
Steward Partners Investment Advisory
New York
$10K
SWP
18
Stratos Wealth Partners
Ohio
$5K +$4.73K +220 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$4K +$4.3K +200 New
ADL
20
Asset Dedication LLC
California
$3K +$22 +1 +0.5%
Wells Fargo
21
Wells Fargo
California
-$148K -6,935 Closed
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
-$16K -743 Closed
SFSIG
23
San Francisco Sentry Investment Group
California
-$15K -700 Closed

EDOG Hedge Fund Activity: Q3 2018 in Review

22 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in ALPS Emerging Sector Dividend Dogs ETF (EDOG) for Q3 2018, worth a combined $14.4M — down 1.6% from $14.6M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new EDOG positions and 3 closed out — a net gain of 1 holder — while 8 added to existing stakes and 6 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $653K. The largest seller was Bank of America, cutting an estimated $1.34M.

  • 22 institutional investors held ALPS Emerging Sector Dividend Dogs ETF (EDOG) as of Q3 2018, up from 21 in Q2 2018.
  • Funds reported $14.4M of ALPS Emerging Sector Dividend Dogs ETF stock for Q3 2018, down 1.6% quarter-over-quarter.
  • 4 funds opened new ALPS Emerging Sector Dividend Dogs ETF positions in Q3 2018 and 3 closed out, a net change of +1 holder.
  • The largest ALPS Emerging Sector Dividend Dogs ETF buyer in Q3 2018 was Royal Bank of Canada, an estimated $653K added.
  • The largest ALPS Emerging Sector Dividend Dogs ETF seller in Q3 2018 was Bank of America, an estimated $1.34M sold.

Based on aggregated 13F filings for Q3 2018.