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ALPS Emerging Sector Dividend Dogs ETF

16 hedge funds and large institutions have $12.2M invested in ALPS Emerging Sector Dividend Dogs ETF in 2018 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

0.05% more ownership

Funds ownership: 40.24%40.29% (+0.05%)

15% less capital invested

Capital invested by funds: $14.4M → $12.2M (-$2.16M)

27% less funds holding

Funds holding: 2216 (-6)

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
16
Holders Change
-6
Holders Change %
-27.27%
% of All Funds
0.36%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
5
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.44M -$1.17M -56,496 -20%
Bank of America
2
Bank of America
North Carolina
$1.89M -$1.5M -72,056 -43%
Jane Street
3
Jane Street
New York
$1.15M +$61.1K +2,942 +5%
Citadel Advisors
4
Citadel Advisors
Florida
$1.05M +$248K +11,938 +30%
CS
5
Credit Suisse
Switzerland
$921K +$747K +35,938 +370%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$807K +$92K +4,426 +12%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$744K +$255K +12,259 +50%
CA
8
Calton & Associates
Florida
$494K +$113K +5,448 +29%
RJA
9
Raymond James & Associates
Florida
$227K +$234K +11,263 New
UBS Group
10
UBS Group
Switzerland
$185K -$37.1K -1,783 -16%
AG
11
Advisor Group
Arizona
$96K -$24.3K -1,169 -20%
AF
12
Advisornet Financial
Minnesota
$82K +$84.5K +4,067 New
IFAM
13
Institutional & Family Asset Management
Colorado
$79K +$25.5K +1,225 +45%
Citigroup
14
Citigroup
New York
$20K
ADL
15
Asset Dedication LLC
California
$3K -$603 -29 -16%
LPL Financial
16
LPL Financial
California
-$430K -20,502 Closed
Ameriprise
17
Ameriprise
Minnesota
-$288K -13,721 Closed
Fifth Third Bancorp
18
Fifth Third Bancorp
Ohio
-$37K -1,764 Closed
S
19
SignatureFD
Georgia
-$16K -784 Closed
SPIA
20
Steward Partners Investment Advisory
New York
-$10K -500 Closed
SWP
21
Stratos Wealth Partners
Ohio
-$5K -220 Closed
LTFS
22
Ladenburg Thalmann Financial Services
Florida
-$4K -200 Closed

EDOG Hedge Fund Activity: Q4 2018 in Review

16 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in ALPS Emerging Sector Dividend Dogs ETF (EDOG) for Q4 2018, worth a combined $12.2M — down 15% from $14.4M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of EDOG and 2 opened new positions — a net loss of 6 holders — while 5 trimmed existing stakes and 7 added.

The largest buyer was Credit Suisse, adding an estimated $747K. The largest seller was Bank of America, cutting an estimated $1.5M.

  • 16 institutional investors held ALPS Emerging Sector Dividend Dogs ETF (EDOG) as of Q4 2018, down from 22 in Q3 2018.
  • Funds reported $12.2M of ALPS Emerging Sector Dividend Dogs ETF stock for Q4 2018, down 15% quarter-over-quarter.
  • 2 funds opened new ALPS Emerging Sector Dividend Dogs ETF positions in Q4 2018 and 8 closed out, a net change of -6 holders.
  • The largest ALPS Emerging Sector Dividend Dogs ETF buyer in Q4 2018 was Credit Suisse, an estimated $747K added.
  • The largest ALPS Emerging Sector Dividend Dogs ETF seller in Q4 2018 was Bank of America, an estimated $1.5M sold.

Based on aggregated 13F filings for Q4 2018.