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BlackRock ESG Capital Allocation Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$507M
RCM
2
Rivernorth Capital Management
Florida
$59.2M -$4.48M -257,586 -7%
Morgan Stanley
3
Morgan Stanley
New York
$44.5M -$718K -41,320 -2%
SIA
4
Sit Investment Associates
Minnesota
$27.5M -$5.36M -308,299 -17%
KIM
5
Karpus Investment Management
New York
$25M -$4.25M -244,795 -15%
Invesco
6
Invesco
Georgia
$22.4M +$369K +21,254 +2%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$17.2M -$2.23M -128,528 -12%
PCM
8
Penserra Capital Management
California
$16.1M +$15.7M +904,950 New
Cohen & Steers
9
Cohen & Steers
New York
$11.2M -$952K -54,798 -8%
UBS Group
10
UBS Group
Switzerland
$11.1M -$101K -5,824 -0.9%
Bank of America
11
Bank of America
North Carolina
$8.75M -$104K -5,996 -1%
AAM
12
Advisors Asset Management
Colorado
$8.24M -$1.29M -74,426 -14%
Wells Fargo
13
Wells Fargo
California
$7.79M -$726K -41,789 -9%
AGM
14
Alpine Global Management
New York
$6.39M +$2.81M +161,900 +82%
Kovitz Investment Group Partners
15
Kovitz Investment Group Partners
Illinois
$6M +$5.96M +342,706 New
AC
16
Almitas Capital
California
$5.87M -$8.83M -507,963 -61%
SA
17
Sanctuary Advisors
Indiana
$5.05M -$1.15M -66,386 -18%
OC
18
Oppenheimer & Co
New York
$4.87M +$48.8K +2,805 +1%
Osaic Holdings
19
Osaic Holdings
Arizona
$2.69M +$550K +31,666 +26%
AP
20
Americana Partners
Texas
$2.43M
Ameriprise
21
Ameriprise
Minnesota
$2.11M +$583K +33,516 +39%
Stifel Financial
22
Stifel Financial
Missouri
$1.82M -$133K -7,667 -7%
D.E. Shaw & Co
23
D.E. Shaw & Co
New York
$1.71M -$613K -35,253 -27%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$1.55M +$54.5K +3,133 +4%
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$1.5M -$620K -35,679 -30%