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BlackRock ESG Capital Allocation Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Rivernorth Capital Management
1
Rivernorth Capital Management
Florida
$63.5M +$15.5M +914,309 +32%
Morgan Stanley
2
Morgan Stanley
New York
$34.1M +$11.3M +666,867 +48%
Karpus Investment Management
3
Karpus Investment Management
New York
$28.1M +$4M +236,932 +16%
Parametric Portfolio Associates
4
Parametric Portfolio Associates
Washington
$15.2M +$15.4M +912,778 New
Bank of America
5
Bank of America
North Carolina
$11.8M +$8.45M +499,966 +239%
Wells Fargo
6
Wells Fargo
California
$5.52M +$3.11M +184,198 +125%
Thomas J. Herzfeld Advisors
7
Thomas J. Herzfeld Advisors
Florida
$5.11M +$1.28M +75,732 +33%
Wolverine Asset Management
8
Wolverine Asset Management
Illinois
$4.82M +$2.39M +141,641 +96%
UBS Group
9
UBS Group
Switzerland
$4.71M -$2.66M -157,544 -36%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.09M +$2.48M +146,438 +148%
1607 Capital Partners
11
1607 Capital Partners
Virginia
$3.96M +$3.37M +199,612 +527%
Cohen & Steers
12
Cohen & Steers
New York
$3.34M +$1.1M +65,121 +48%
Bulldog Investors
13
Bulldog Investors
New Jersey
$3.21M +$3.26M +192,623 New
Hightower 6M Holding
14
Hightower 6M Holding
Kansas
$2.36M +$2.4M +141,984 New
Citadel Advisors
15
Citadel Advisors
Florida
$1.6M +$1.62M +95,992 New
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$1.21M – – –
Relative Value Partners Group
17
Relative Value Partners Group
$1.05M +$1.07M +63,218 New
Stifel Financial
18
Stifel Financial
Missouri
$1.01M +$23.8K +1,407 +2%
Blue Bell Private Wealth Management
19
Blue Bell Private Wealth Management
Pennsylvania
$800K +$572K +33,840 +239%
Shaker Financial Services
20
Shaker Financial Services
Virginia
$798K +$810K +47,897 New
Ameriprise
21
Ameriprise
Minnesota
$682K -$183K -10,806 -21%
Mariner Investment Group
22
Mariner Investment Group
New York
$542K +$1.86K +110 +0.3%
Dakota Wealth Management
23
Dakota Wealth Management
Florida
$493K – – –
Advisors Asset Management
24
Advisors Asset Management
Colorado
$450K +$457K +27,030 New
Truist Financial
25
Truist Financial
North Carolina
$441K -$332K -19,650 -43%