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BlackRock ESG Capital Allocation Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$71.2M +$17.2M +1,163,937 +31%
Morgan Stanley
2
Morgan Stanley
New York
$57.8M +$29.5M +1,993,736 +98%
KIM
3
Karpus Investment Management
New York
$31.3M +$7.46M +504,261 +30%
SCM
4
Saba Capital Management
New York
$13.1M +$13.5M +915,497 New
Bank of America
5
Bank of America
North Carolina
$9.37M -$810K -54,720 -8%
WAM
6
Wolverine Asset Management
Illinois
$5.97M +$1.89M +127,952 +44%
Wells Fargo
7
Wells Fargo
California
$5.89M +$1.19M +80,127 +24%
UBS Group
8
UBS Group
Switzerland
$5.71M +$1.72M +116,330 +41%
AC
9
Almitas Capital
California
$4.7M +$4.86M +328,085 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.55M +$1.07M +72,358 +29%
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$4.51M +$126K +8,484 +3%
BI
12
Bulldog Investors
New Jersey
$4.17M +$1.46M +98,447 +51%
1CP
13
1607 Capital Partners
Virginia
$3.84M +$453K +30,600 +13%
Cohen & Steers
14
Cohen & Steers
New York
$3.33M +$468K +31,620 +16%
Allspring Global Investments
15
Allspring Global Investments
North Carolina
$2.45M +$2.54M +171,515 New
Citadel Advisors
16
Citadel Advisors
Florida
$1.55M +$186K +12,565 +13%
Ameriprise
17
Ameriprise
Minnesota
$1.39M +$828K +55,931 +137%
MC
18
Matisse Capital
Oregon
$1.3M +$1.35M +91,000 New
RVPG
19
Relative Value Partners Group
$1.27M +$291K +19,673 +31%
BBPWM
20
Blue Bell Private Wealth Management
Pennsylvania
$1.23M +$562K +37,992 +79%
H6H
21
Hightower 6M Holding
Kansas
$1.22M -$838K -56,621 -40%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$1.04M +$4.88K +330 +0.5%
AAM
23
Advisors Asset Management
Colorado
$988K +$622K +42,026 +155%
Stifel Financial
24
Stifel Financial
Missouri
$907K +$43.1K +2,909 +5%
MIG
25
Mariner Investment Group
New York
$745K +$289K +19,512 +60%