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BlackRock ESG Capital Allocation Term Trust
ECAT

76 hedge funds and large institutions have $591M invested in BlackRock ESG Capital Allocation Term Trust in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 5

17% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 23

13% more funds holding

Funds holding: 67 → 76 (+9)

1.91% more ownership

Funds ownership: 37.26% → 39.18% (+1.9%)

0% more funds holding in top 10

Funds holding in top 10: 4 → 4 (0)

1% less capital invested

Capital invested by funds: $596M → $591M (-$4.63M)

Holders
76
Holders Change
+9
Holders Change %
+13.43%
% of All Funds
1.21%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
14
Increased
27
Reduced
23
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$32M
2
API
Advisor Partners II
California
+$5.83M
3
SIA
Sit Investment Associates
Minnesota
+$2.64M
4
Goldman Sachs
Goldman Sachs
New York
+$2.47M
5
UBS Group
UBS Group
Switzerland
+$1.9M

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$13.3M
2
WP
Woodline Partners
California
-$4.02M
3
Morgan Stanley
Morgan Stanley
New York
-$3.72M
4
AC
Almitas Capital
California
-$1.36M
5
Invesco
Invesco
Georgia
-$1.24M
Name Holding Trade Value Shares
Change 		Change in
Stake
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$1.93M -$626K -40,621 -24%
Stifel Financial
27
Stifel Financial
Missouri
$1.87M +$5.96K +387 +0.3%
HI
28
HBK Investments
Texas
$1.83M +$759K +49,264 +66%
Qube Research & Technologies (QRT)
29
Qube Research & Technologies (QRT)
United Kingdom
$1.81M +$170K +11,045 +10%
Ameriprise
30
Ameriprise
Minnesota
$1.38M -$39.4K -2,557 -3%
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$1.32M +$33.7K +2,187 +3%
MC
32
Meteora Capital
Florida
$1.21M +$1.26M +82,000 New
Osaic Holdings
33
Osaic Holdings
Arizona
$1.13M +$472K +30,594 +67%
CCP
34
Clough Capital Partners
Massachusetts
$1.08M +$290K +18,800 +34%
AGM
35
Alpine Global Management
New York
$933K +$42.5K +2,758 +5%
TI
36
Tidal Investments
Wisconsin
$869K +$36.1K +2,345 +4%
Walleye Capital
37
Walleye Capital
New York
$796K +$505K +32,759 +156%
WS
38
Wedbush Securities
California
$714K +$58.3K +3,783 +8%
QL
39
Quarry LP
New York
$661K +$436K +28,300 +173%
BFM
40
Boothbay Fund Management
New York
$655K +$683K +44,302 New
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$644K – – –
DWM
42
Dakota Wealth Management
Florida
$601K – – –
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$558K +$581K +37,702 New
RJFSA
44
Raymond James Financial Services Advisors
Florida
$553K +$133K +8,604 +30%
FHA
45
Flagship Harbor Advisors
Massachusetts
$553K +$111K +7,178 +24%
LPL Financial
46
LPL Financial
California
$540K -$110K -7,127 -16%
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$502K +$58.2K +3,778 +13%
DADC
48
D.A. Davidson & Co
Montana
$471K -$24.7K -1,600 -5%
Truist Financial
49
Truist Financial
North Carolina
$386K -$71.8K -4,661 -15%
Jane Street
50
Jane Street
New York
$364K +$379K +24,601 New
1
2
3 4

ECAT Hedge Fund Activity: Q3 2023 in Review

76 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in BlackRock ESG Capital Allocation Term Trust (ECAT) for Q3 2023, worth a combined $591M — down 0.78% from $596M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new ECAT positions and 5 closed out — a net gain of 9 holders — while 27 added to existing stakes and 23 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $32M. The largest seller was Rivernorth Capital Management, cutting an estimated $13.3M.

  • 76 institutional investors held BlackRock ESG Capital Allocation Term Trust (ECAT) as of Q3 2023, up from 67 in Q2 2023.
  • Funds reported $591M of BlackRock ESG Capital Allocation Term Trust stock for Q3 2023, down 0.78% quarter-over-quarter.
  • 14 funds opened new BlackRock ESG Capital Allocation Term Trust positions in Q3 2023 and 5 closed out, a net change of +9 holders.
  • The largest BlackRock ESG Capital Allocation Term Trust buyer in Q3 2023 was Saba Capital Management, an estimated $32M added.
  • The largest BlackRock ESG Capital Allocation Term Trust seller in Q3 2023 was Rivernorth Capital Management, an estimated $13.3M sold.

Based on aggregated 13F filings for Q3 2023.