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EAD

Allspring Income Opportunities Fund
EAD

63 hedge funds and large institutions have $154M invested in Allspring Income Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 22 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

0.45% more ownership

Funds ownership: 30.16% → 30.61% (+0.45%)

9% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 22

7% less capital invested

Capital invested by funds: $166M → $154M (-$12M)

9% less funds holding

Funds holding: 69 → 63 (-6)

36% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 14

Holders
63
Holders Change
-6
Holders Change %
-8.7%
% of All Funds
1.4%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
9
Increased
20
Reduced
22
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$7.16M
2
TAM
Trust Asset Management
Texas
+$4.51M
3
SIA
Sit Investment Associates
Minnesota
+$3.94M
4
LCM
Landscape Capital Management
New Jersey
+$1.75M
5
PPA
Parametric Portfolio Associates
Washington
+$480K

Top Sellers

1
SCM
Saba Capital Management
New York
-$6.7M
2
SFS
Shaker Financial Services
Virginia
-$2.63M
3
UBS Group
UBS Group
Switzerland
-$2.45M
4
RCM
Robinson Capital Management
Michigan
-$1.48M
5
Walleye Trading
Walleye Trading
New York
-$579K
Name Holding Trade Value Shares
Change 		Change in
Stake
SBIA
26
Sheaff Brock Investment Advisors
Indiana
$410K – – –
AA
27
AQR Arbitrage
Connecticut
$381K +$399K +52,631 New
Ameriprise
28
Ameriprise
Minnesota
$360K -$185K -24,396 -33%
HSA
29
HBK Sorce Advisory
Pennsylvania
$349K -$1.15K -152 -0.3%
MML Investors Services
30
MML Investors Services
Massachusetts
$334K -$8.18K -1,079 -2%
CIA
31
Capital Investment Advisors
Georgia
$309K -$7.96K -1,050 -2%
PAS
32
Park Avenue Securities
New York
$297K -$2.6K -343 -0.9%
WAM
33
Weiss Asset Management
Massachusetts
$294K +$308K +40,664 New
AG
34
Advisor Group
Arizona
$281K -$12.7K -1,678 -4%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$259K +$39.3K +5,185 +17%
Fiera Capital (Canada)
36
Fiera Capital (Canada)
Quebec, Canada
$224K +$14.5K +1,914 +7%
Susquehanna International Group
37
Susquehanna International Group
Pennsylvania
$207K +$217K +28,597 New
RJA
38
Raymond James & Associates
Florida
$192K -$95.6K -12,615 -32%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$186K +$409 +54 +0.2%
SWP
40
Stratos Wealth Partners
Ohio
$176K +$15.2K +2,000 +9%
CRC
41
Curi RMB Capital
Illinois
$173K +$25K +3,304 +16%
CAN
42
Cetera Advisor Networks
California
$167K +$6.06K +800 +4%
Thrivent Financial for Lutherans
43
Thrivent Financial for Lutherans
Minnesota
$148K +$3.38K +446 +2%
EWM
44
Edge Wealth Management
New York
$123K -$117K -15,428 -48%
Goldman Sachs
45
Goldman Sachs
New York
$120K +$125K +16,547 New
SWM
46
SeaCrest Wealth Management
New York
$116K +$87K +11,483 +253%
DA
47
Doliver Advisors
Texas
$93K -$105K -13,879 -52%
HCM
48
Hollencrest Capital Management
California
$90K – – –
MOS
49
MGO One Seven
Ohio
$44K +$46.7K +6,158 New
WAM
50
Wolverine Asset Management
Illinois
$43K -$114K -15,033 -71%
1
2
3 4

EAD Hedge Fund Activity: Q4 2018 in Review

63 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Allspring Income Opportunities Fund (EAD) for Q4 2018, worth a combined $154M — down 7.2% from $166M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of EAD and 9 opened new positions — a net loss of 5 holders — while 22 trimmed existing stakes and 20 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $7.16M. The largest seller was Saba Capital Management, cutting an estimated $6.7M.

  • 63 institutional investors held Allspring Income Opportunities Fund (EAD) as of Q4 2018, down from 69 in Q3 2018.
  • Funds reported $154M of Allspring Income Opportunities Fund stock for Q4 2018, down 7.2% quarter-over-quarter.
  • 9 funds opened new Allspring Income Opportunities Fund positions in Q4 2018 and 14 closed out, a net change of -5 holders.
  • The largest Allspring Income Opportunities Fund buyer in Q4 2018 was Rivernorth Capital Management, an estimated $7.16M added.
  • The largest Allspring Income Opportunities Fund seller in Q4 2018 was Saba Capital Management, an estimated $6.7M sold.

Based on aggregated 13F filings for Q4 2018.