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Duke Energy

1,060 hedge funds and large institutions have $26.6B invested in Duke Energy in 2015 Q2 according to their latest regulatory filings, with 54 funds opening new positions, 378 increasing their positions, 445 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.6% less ownership

Funds ownership: 55.26%54.66% (-0.6%)

8% less call options, than puts

Call options by funds: $425M | Put options by funds: $460M

2% less funds holding

Funds holding: 1,0851,060 (-25)

12% less capital invested

Capital invested by funds: $30B → $26.6B (-$3.46B)

15% less repeat investments, than reductions

Existing positions increased: 378 | Existing positions reduced: 445

19% less first-time investments, than exits

New positions opened: 54 | Existing positions closed: 67

29% less funds holding in top 10

Funds holding in top 10: 1410 (-4)

Holders
1,060
Holders Change
-25
Holders Change %
-2.3%
% of All Funds
28.56%
Holding in Top 10
10
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-28.57%
% of All Funds
0.27%
New
54
Increased
378
Reduced
445
Closed
67
Calls
$425M
Puts
$460M
Net Calls
-$35.1M
Net Calls Change
-$113M
Name Holding Trade Value Shares
Change
Change in
Stake
TAM
201
Tocqueville Asset Management
New York
$8.8M -$531K -7,030 -5%
OPERF
202
Oregon Public Employees Retirement Fund
Oregon
$8.76M +$159K +2,100 +2%
CIBC Asset Management
203
CIBC Asset Management
Ontario, Canada
$8.73M +$204K +2,697 +2%
URS
204
Utah Retirement Systems
Utah
$8.69M -$257K -3,400 -3%
CTA
205
Colonial Trust Advisors
South Carolina
$8.68M -$193K -2,552 -2%
GCC
206
Guardian Capital (Canada)
Ontario, Canada
$8.62M -$351K -4,641 -4%
NG
207
NatWest Group
United Kingdom
$8.58M -$4.53K -60 -0%
PNC
208
Park National Corp
Ohio
$8.53M -$87.8K -1,162 -1%
ORIO
209
Old Republic International (ORI)
Illinois
$8.48M
Janney Montgomery Scott
210
Janney Montgomery Scott
Pennsylvania
$8.41M -$560K -7,409 -6%
BC
211
Bruce & Co
Illinois
$8.4M +$7.56M +100,000 +526%
BG
212
Bollard Group
Massachusetts
$8.33M +$321K +4,242 +4%
TSW
213
Thompson Siegel & Walmsley
Virginia
$8.21M +$8.23M +108,950 +1,500%
SI
214
Stephens Inc
Arkansas
$8.08M -$514K -6,808 -6%
CIC
215
Canal Insurance Company
South Carolina
$8.06M
SF
216
Synovus Financial
Georgia
$7.96M +$171K +2,268 +2%
QI
217
Qualcomm Inc
California
$7.95M +$8.4M +111,122 +8,064%
LTFS
218
Ladenburg Thalmann Financial Services
Florida
$7.91M -$105K -1,389 -1%
SIM
219
Sadoff Investment Management
Wisconsin
$7.9M +$120K +1,592 +1%
DekaBank Deutsche Girozentrale
220
DekaBank Deutsche Girozentrale
Germany
$7.82M -$94.7K -1,253 -1%
GCAC
221
Guardian Capital Advisors (Canada)
Ontario, Canada
$7.79M +$170K +2,246 +2%
SAM
222
Securian Asset Management
Minnesota
$7.77M +$616K +8,153 +8%
EIP
223
Energy Income Partners
Connecticut
$7.77M +$245K +3,240 +3%
RCYC
224
Richard C. Young & Co
Rhode Island
$7.68M -$1.47M -19,484 -15%
AIMCA
225
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$7.67M

DUK Hedge Fund Activity: Q2 2015 in Review

1,060 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q2 2015, worth a combined $26.6B — down 12% from $30B a quarter earlier.

Sellers outnumbered buyers: 67 funds closed out of DUK and 54 opened new positions — a net loss of 13 holders — while 445 trimmed existing stakes and 378 added.

The largest buyer was Massachusetts Financial Services, adding an estimated $63.5M. The largest seller was Capital Research Global Investors, cutting an estimated $273M.

  • 1,060 institutional investors held Duke Energy (DUK) as of Q2 2015, down from 1,085 in Q1 2015.
  • Funds reported $26.6B of Duke Energy stock for Q2 2015, down 12% quarter-over-quarter.
  • 54 funds opened new Duke Energy positions in Q2 2015 and 67 closed out, a net change of -13 holders.
  • The largest Duke Energy buyer in Q2 2015 was Massachusetts Financial Services, an estimated $63.5M added.
  • The largest Duke Energy seller in Q2 2015 was Capital Research Global Investors, an estimated $273M sold.

Based on aggregated 13F filings for Q2 2015.