We are live on ! Find out more
DUK icon

Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
WSTAM
576
Wilbanks Smith & Thomas Asset Management
Virginia
$1.31M +$90.4K +1,091 +7%
CFP
577
Cornerstone Financial Partners
North Carolina
$1.3M -$40.9K -494 -3%
CPA
578
Cowen Prime Advisors
New York
$1.3M -$282K -3,400 -17%
CA
579
Cetera Advisors
Colorado
$1.3M -$844K -10,192 -39%
WA
580
WealthTrust Axiom
Pennsylvania
$1.29M -$5.47K -66 -0.4%
FMBTD
581
First Midwest Bank Trust Division
Illinois
$1.28M -$11.8K -143 -0.9%
ECM
582
Everence Capital Management
Indiana
$1.27M
NA
583
NewEdge Advisors
Louisiana
$1.27M +$296K +3,568 +29%
CIP
584
Convergence Investment Partners
Florida
$1.26M +$25.1K +303 +2%
MNBTD
585
Moody National Bank Trust Division
Texas
$1.25M -$2.07K -25 -0.2%
CHC
586
City Holding Co
West Virginia
$1.25M +$38.1K +460 +3%
BCM
587
BTR Capital Management
California
$1.25M -$112K -1,350 -8%
TCOV
588
Trust Company of Vermont
Vermont
$1.25M +$178K +2,148 +16%
NAM
589
NTV Asset Management
West Virginia
$1.24M
FANJ
590
Financial Architects (New Jersey)
New Jersey
$1.23M +$20.3K +245 +2%
ANRIA
591
American National Registered Investment Advisor
Texas
$1.23M -$2.07K -25 -0.2%
AIS
592
American Investment Services
Massachusetts
$1.22M
EFS
593
Essex Financial Services
Connecticut
$1.22M +$15K +181 +1%
DWA
594
Douglass Winthrop Advisors
New York
$1.21M -$16.6K -200 -1%
GBT
595
Grove Bank & Trust
Florida
$1.21M +$42.9K +518 +4%
KFBMI
596
Kentucky Farm Bureau Mutual Insurance
Kentucky
$1.2M
DIA
597
Denver Investment Advisors
Colorado
$1.2M +$12.8K +154 +1%
IC
598
InterOcean Capital
Illinois
$1.2M
Barrow, Hanley, Mewhinney & Strauss
599
Barrow, Hanley, Mewhinney & Strauss
Texas
$1.19M +$24.8K +300 +2%
CCP
600
Clough Capital Partners
Massachusetts
$1.19M

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.