Cowen Prime Advisors’s Duke Energy DUK Stock Holding History

Cowen Prime Advisors’s Portfolio DUK Stock Details DUK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-16,200	Closed	-$1.3M	–	202
2016 Q3	$1.3M	Sell	16,200 -3,400	-17%	-$282K	0.59%	43
2016 Q2	$1.68M	Hold	19,600	–	–	0.82%	32
2016 Q1	$1.58M	Buy	19,600 +13,500	+221%	+$1.02M	0.73%	28
2015 Q4	$435K	Hold	6,100	–	–	0.19%	69
2015 Q3	$439K	Hold	6,100	–	–	0.2%	66
2015 Q2	$431K	Hold	6,100	–	–	0.17%	70
2015 Q1	$468K	Sell	6,100 -1,798	-23%	-$146K	0.19%	71
2014 Q4	$660K	Hold	7,898	–	–	0.26%	53
2014 Q3	$591K	Hold	7,898	–	–	0.26%	53
2014 Q2	$586K	Hold	7,898	–	–	0.23%	46
2014 Q1	$563K	Hold	7,898	–	–	0.21%	52
2013 Q4	$545K	Sell	7,898 -200	-2%	-$14K	0.21%	55
2013 Q3	$541K	Buy	8,098 +200	+3%	+$13.6K	0.21%	63
2013 Q2	$528K	Buy	+7,898	New	+$558K	0.22%	60

Other funds holding DUK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $69.6B AUM 42.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Cowen Prime Advisors's DUK Position: Q4 2016 in Review

Cowen Prime Advisors sold out of Duke Energy (DUK) in Q4 2016, closing a stake of 16,200 shares — an estimated $1.3M sold.

Cowen Prime Advisors first reported a position in DUK in Q2 2013 and held it in 14 quarters. The position peaked at $1.68M in Q2 2016. 1,209 funds tracked by Wall St. Rank hold DUK as of Q4 2016.

Cowen Prime Advisors reported no remaining Duke Energy position as of Q4 2016 after selling out during the quarter.
Cowen Prime Advisors sold 16,200 Duke Energy shares in Q4 2016, an estimated $1.3M.
Cowen Prime Advisors first reported a position in Duke Energy in Q2 2013 and held it in 14 quarters.
Cowen Prime Advisors's Duke Energy position peaked at $1.68M in Q2 2016.
1,209 funds tracked by Wall St. Rank held Duke Energy as of Q4 2016.

Based on Cowen Prime Advisors's 13F filing for Q4 2016, filed 9 Feb 2017.