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Duke Energy
DUK

921 hedge funds and large institutions have $25.4B invested in Duke Energy in 2013 Q3 according to their latest regulatory filings, with 58 funds opening new positions, 339 increasing their positions, 389 reducing their positions, and 50 closing their positions.

New
Increased
Maintained
Reduced
Closed

99% more call options, than puts

Call options by funds: $255M | Put options by funds: $128M

16% more first-time investments, than exits

New positions opened: 58 | Existing positions closed: 50

0.69% more ownership

Funds ownership: 53.17% → 53.86% (+0.69%)

0% more capital invested

Capital invested by funds: $25.4B → $25.4B (+$66.1M)

0% more funds holding

Funds holding: 920 → 921 (+1)

13% less repeat investments, than reductions

Existing positions increased: 339 | Existing positions reduced: 389

28% less funds holding in top 10

Funds holding in top 10: 18 → 13 (-5)

Holders
921
Holders Change
+1
Holders Change %
+0.11%
% of All Funds
29.86%
Holding in Top 10
13
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-27.78%
% of All Funds
0.42%
New
58
Increased
339
Reduced
389
Closed
50
Calls
$255M
Puts
$128M
Net Calls
+$127M
Net Calls Change
+$3.27M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$189M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$131M
3
TIM
Thornburg Investment Management
New Mexico
+$83.9M
4
Franklin Resources
Franklin Resources
California
+$73.7M
5
BFA
BlackRock Fund Advisors
California
+$59.9M

Top Sellers

1
Millennium Management
Millennium Management
New York
-$125M
2
PAMU
Pictet Asset Management (UK)
United Kingdom
-$69.5M
3
EA
Euclid Advisors
Connecticut
-$64.8M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$52.4M
5
N
Nuveen
North Carolina
-$39.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
SSWM
351
Smith Salley Wealth Management
North Carolina
$3.03M +$155K +2,276 +5%
PSUF
352
People's United Financial
Connecticut
$3M +$211K +3,089 +7%
PWP
353
Private Wealth Partners
California
$2.98M -$6.82K -100 -0.2%
MAM
354
Martingale Asset Management
Massachusetts
$2.96M – – –
AIP
355
Ameritas Investment Partners
Nebraska
$2.93M +$1.02M +15,008 +52%
QI
356
Quotient Investors
New York
$2.92M – – –
FAAS
357
First Allied Advisory Services
California
$2.91M -$315K -4,611 -10%
RC
358
RBO & Co
California
$2.9M – – –
HFS
359
HL Financial Services
Kentucky
$2.86M +$109K +1,603 +4%
LMGAM
360
Liberty Mutual Group Asset Management
Massachusetts
$2.85M +$608K +8,905 +26%
MCM
361
Murphy Capital Management
New Jersey
$2.83M +$58.4K +856 +2%
ZCM
362
Ziegler Capital Management
Illinois
$2.78M +$1.38M +20,227 +95%
TC
363
Travelers Companies
Minnesota
$2.76M – – –
SFI
364
SPC Financial Inc
Maryland
$2.73M +$2.79M +40,928 New
MA
365
Marshwinds Advisory
Georgia
$2.73M -$2.66K -39 -0.1%
WIC
366
Woodmont Investment Counsel
Tennessee
$2.72M +$458K +6,714 +20%
MBTD
367
Mechanics Bank - Trust Department
California
$2.71M -$113K -1,655 -4%
ADBIC
368
A.D. Beadell Investment Counsel
Wisconsin
$2.69M -$40.9K -599 -1%
Envestnet Asset Management
369
Envestnet Asset Management
Illinois
$2.65M +$531K +7,790 +24%
SFP
370
Santa Fe Partners
New Mexico
$2.63M +$2.69M +39,410 New
Luther King Capital Management (LKCM)
371
Luther King Capital Management (LKCM)
Texas
$2.62M -$195K -2,864 -7%
Natixis Advisors
372
Natixis Advisors
Massachusetts
$2.62M -$407K -5,964 -13%
OCM
373
Orleans Capital Management
Louisiana
$2.6M -$903K -13,241 -25%
VAM
374
Visium Asset Management
New York
$2.56M -$18.6M -272,924 -88%
LCS
375
Levin Capital Strategies
New York
$2.56M -$58.1K -852 -2%
13 14
15
16 17

DUK Hedge Fund Activity: Q3 2013 in Review

921 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2013, worth a combined $25.4B — up 0.26% from $25.4B a quarter earlier.

Buyers outnumbered sellers: 58 funds opened new DUK positions and 50 closed out — a net gain of 8 holders — while 339 added to existing stakes and 389 trimmed.

The largest buyer was Capital World Investors, adding an estimated $189M. The largest seller was Millennium Management, cutting an estimated $125M.

  • 921 institutional investors held Duke Energy (DUK) as of Q3 2013, up from 920 in Q2 2013.
  • Funds reported $25.4B of Duke Energy stock for Q3 2013, up 0.26% quarter-over-quarter.
  • 58 funds opened new Duke Energy positions in Q3 2013 and 50 closed out, a net change of +8 holders.
  • The largest Duke Energy buyer in Q3 2013 was Capital World Investors, an estimated $189M added.
  • The largest Duke Energy seller in Q3 2013 was Millennium Management, an estimated $125M sold.

Based on aggregated 13F filings for Q3 2013.