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Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
276
Securian Asset Management
Minnesota
$6.12M -$996K -12,998 -14%
MA
277
MUFG Americas
New York
$6.08M +$320K +4,182 +6%
AIP
278
ARS Investment Partners
New York
$6.05M -$418K -5,462 -7%
Northwestern Mutual Wealth Management
279
Northwestern Mutual Wealth Management
Wisconsin
$6.01M +$3.6M +47,002 +155%
NB
280
Norinchukin Bank
Japan
$5.96M +$391K +5,108 +7%
BOH
281
Bank of Hawaii
Hawaii
$5.86M -$276K -3,609 -5%
William Blair & Company
282
William Blair & Company
Illinois
$5.78M -$93.2K -1,217 -2%
GWM
283
Geneos Wealth Management
Colorado
$5.75M +$971K +12,671 +21%
EVM
284
Eaton Vance Management
Massachusetts
$5.73M -$1.04M -13,574 -16%
NMERB
285
New Mexico Educational Retirement Board
New Mexico
$5.71M +$299K +3,900 +6%
Carson Wealth (CWM LLC)
286
Carson Wealth (CWM LLC)
Nebraska
$5.7M +$153K +2,000 +3%
BCM
287
Brookstone Capital Management
Illinois
$5.66M +$998K +13,030 +22%
PFC
288
Phocas Financial Corp
California
$5.63M -$48.3K -630 -0.9%
Skandinaviska Enskilda Banken (SEB)
289
Skandinaviska Enskilda Banken (SEB)
Sweden
$5.61M -$3.27M -42,669 -37%
OPERF
290
Oregon Public Employees Retirement Fund
Oregon
$5.58M +$52.5K +686 +1%
RJT
291
Raymond James Trust
Florida
$5.58M -$106K -1,388 -2%
BF
292
BOK Financial
Oklahoma
$5.49M -$114K -1,492 -2%
CCM
293
Catawba Capital Management
Virginia
$5.44M -$654K -8,545 -11%
ProShare Advisors
294
ProShare Advisors
Maryland
$5.39M +$926K +12,088 +21%
ACM
295
Azimuth Capital Management
Michigan
$5.37M -$73.7K -962 -1%
FFSOTS
296
Fiduciary Financial Services of The Southwest
Texas
$5.35M -$53.2K -695 -1%
BA
297
BCM Advisors
Louisiana
$5.33M +$5.26M +68,630 New
Nisa Investment Advisors
298
Nisa Investment Advisors
Missouri
$5.32M +$722K +9,425 +16%
ICOA
299
Investment Centers of America
North Dakota
$5.3M +$189K +2,466 +4%
IRF
300
IBM Retirement Fund
New York
$5.28M -$19.1K -249 -0.4%

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.