Catawba Capital Management’s Duke Energy DUK Stock Holding History

Catawba Capital Management’s Portfolio DUK Stock Details DUK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	$4.49M	Sell	56,731 -704	-1%	-$54.1K	1.06%	33
2018 Q1	$4.45M	Sell	57,435 -3,482	-6%	-$269K	1.07%	30
2017 Q4	$5.12M	Sell	60,917 -3,100	-5%	-$271K	1.16%	26
2017 Q3	$5.37M	Sell	64,017 -7,035	-10%	-$602K	1.21%	24
2017 Q2	$5.94M	Buy	71,052 +5	+0%	+$420	1.35%	19
2017 Q1	$5.83M	Buy	71,047 +1,017	+1%	+$80.8K	1.27%	16
2016 Q4	$5.44M	Sell	70,030 -8,545	-11%	-$654K	1.27%	20
2016 Q3	$6.29M	Buy	78,575 +955	+1%	+$79.1K	1.49%	12
2016 Q2	$6.66M	Buy	77,620 +6,591	+9%	+$527K	1.62%	13
2016 Q1	$5.73M	Buy	71,029 +200	+0.3%	+$15.1K	1.46%	15
2015 Q4	$5.06M	Buy	70,829 +223	+0.3%	+$15.7K	1.37%	20
2015 Q3	$5.08M	Sell	70,606 -3,025	-4%	-$219K	1.39%	18
2015 Q2	$5.2M	Sell	73,631 -791	-1%	-$59.8K	1.24%	21
2015 Q1	$5.71M	Sell	74,422 -566	-0.8%	-$45.9K	1.31%	18
2014 Q4	$6.26M	Sell	74,988 -108	-0.1%	-$8.71K	1.45%	13
2014 Q3	$5.62M	Hold	75,096	–	–	1.31%	21
2014 Q2	$5.57M	Buy	75,096 +476	+0.6%	+$34.2K	1.25%	21
2014 Q1	$5.31M	Sell	74,620 -1,037	-1%	-$72.3K	1.27%	23
2013 Q4	$5.22M	Sell	75,657 -587	-0.8%	-$41.1K	1.25%	21
2013 Q3	$5.09M	Buy	76,244 +15	+0%	+$1.02K	1.33%	18
2013 Q2	$5.14M	Buy	+76,229	New	+$5.39M	1.43%	17

Other funds holding DUK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Massachusetts Financial Services

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Franklin Resources

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Federated Hermes

Federated Hermes Pittsburgh, Pennsylvania $61.5B AUM 30.7% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return