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DOG

ProShares Short Dow30
DOG

44 hedge funds and large institutions have $71.5M invested in ProShares Short Dow30 in 2020 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 7 increasing their positions, 16 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

340% more call options, than puts

Call options by funds: $4.27M | Put options by funds: $972K

4.01% more ownership

Funds ownership: 18.47% → 22.48% (+4%)

9% less capital invested

Capital invested by funds: $79M → $71.5M (-$7.4M)

23% less funds holding

Funds holding: 57 → 44 (-13)

56% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 16

58% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 19

Holders
44
Holders Change
-13
Holders Change %
-22.81%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
7
Reduced
16
Closed
19
Calls
$4.27M
Puts
$972K
Net Calls
+$3.3M
Net Calls Change
+$2.13M

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$18.2M
2
TRCT
Tower Research Capital (TRC)
New York
+$7.97M
3
TC
Telemus Capital
Michigan
+$1.44M
4
TSS
Two Sigma Securities
New York
+$706K
5
IMC Chicago
IMC Chicago
Illinois
+$676K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$12M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.85M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.66M
4
LPL Financial
LPL Financial
California
-$1.52M
5
CIBC World Market
CIBC World Market
Ontario, Canada
-$1.45M
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$57K -$146K -3,509 -70%
PMFA
27
Plante Moran Financial Advisors
Michigan
$50K -$54.9K -1,321 -51%
EP
28
Eudaimonia Partners
Tennessee
$25K – – –
EW
29
Evoke Wealth
California
$15K – – –
HI
30
Hudock Inc
Pennsylvania
$9K – – –
JP Morgan Chase
31
JP Morgan Chase
New York
$8K -$4.36K -105 -34%
PFGIA
32
Patriot Financial Group Insurance Agency
Massachusetts
$7K -$6.02K -145 -44%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$4K – – –
WOC
34
West Oak Capital
California
$4K +$3.32K +80 +400%
ACA
35
Aptus Capital Advisors
Alabama
$3K -$1.29M -31,055 -100%
RCM
36
Robinson Capital Management
Michigan
$2K – – –
VFA
37
Valeo Financial Advisors
Indiana
$2K +$1.66K +40 New
GI
38
Gradient Investments
Minnesota
$1K – – –
TCM
39
Tradewinds Capital Management
Washington
$1K – – –
JCM
40
Jacobi Capital Management
Pennsylvania
$1K +$831 +20 New
APA
41
American Portfolios Advisors
New York
$392 +$415 +10 New
Bank of New York Mellon
42
Bank of New York Mellon
New York
– -$1.05M -24,000 Closed
Jane Street
43
Jane Street
New York
– -$826K -19,879 Closed
HighTower Advisors
44
HighTower Advisors
Illinois
– -$840K -19,192 Closed
HT
45
HighTower Trust
Texas
– -$836K -19,098 Closed
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
– -$809K -18,484 Closed
OC
47
Oppenheimer & Co
New York
– -$721K -16,476 Closed
HT
48
HAP Trading
New York
– -$561K -12,800 Closed
HF
49
HRT Financial
New York
– -$527K -12,055 Closed
PFT
50
Providence First Trust
Arizona
– -$482K -11,007 Closed
1
2
3

DOG Hedge Fund Activity: Q4 2020 in Review

44 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in ProShares Short Dow30 (DOG) for Q4 2020, worth a combined $71.5M — down 9.4% from $79M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of DOG and 8 opened new positions — a net loss of 11 holders — while 16 trimmed existing stakes and 7 added.

The largest buyer was UBS Group, adding an estimated $18.2M. The largest seller was Morgan Stanley, cutting an estimated $12M.

  • 44 institutional investors held ProShares Short Dow30 (DOG) as of Q4 2020, down from 57 in Q3 2020.
  • Funds reported $71.5M of ProShares Short Dow30 stock for Q4 2020, down 9.4% quarter-over-quarter.
  • 8 funds opened new ProShares Short Dow30 positions in Q4 2020 and 19 closed out, a net change of -11 holders.
  • The largest ProShares Short Dow30 buyer in Q4 2020 was UBS Group, an estimated $18.2M added.
  • The largest ProShares Short Dow30 seller in Q4 2020 was Morgan Stanley, an estimated $12M sold.

Based on aggregated 13F filings for Q4 2020.